Author: Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 968
Book Description
The Section of Litigation and the Division for Professional Education Present Insider Trading
Author: Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 968
Book Description
Insider Trading, Fraud, and Fiduciary Duty Under the Federal Securities Laws
Author: Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 608
Book Description
Bibliographic Guide to Law
Author: SEC Compliance and Enforcement Answer Book 2015
Author: David M. StuartPublisher:
ISBN: 9781402424717
Category : Corporation law
Languages : en
Pages : 0
Book Description
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Law & Business Directory of Litigation Attorneys
Author: ABA Journal
Author: Publisher:
ISBN:
Category :
Languages : en
Pages : 126
Book Description
The ABA Journal serves the legal profession. Qualified recipients are lawyers and judges, law students, law librarians and associate members of the American Bar Association.
Insider Trading and Other Securities Fraud
Author: Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 414
Book Description
Insider Dealing and Criminal Law
Author: Iwona SeredyńskaPublisher: Springer Science & Business Media
ISBN: 3642228577
Category : Law
Languages : en
Pages : 289
Book Description
This work is a multidisciplinary analysis of the issue of insider dealing from the perspective of the applicability of criminal law to regulate it. First, it examines the nature of its prohibition in the European Union and in the United States of America. The text includes a more extensive overview of prohibition in four Member States of the European Union (France, the United Kingdom, Luxembourg and Poland). Then, it summarises the arguments presented by ethicists and economists in favour of and against insider dealing. Further, it analyses the foundations of criminal law and justifications that are given for its application. On the basis of this analysis, it presents a new two-step theory of criminalisation. The first step is based on a liberal theory of wrongfulness that makes reference to protection of the basic human rights. The second step relies on classical but often forgotten principles of criminal law. Finally, it examines possible alternatives to criminal rules.
Definition of Insider Trading
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on SecuritiesPublisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 198
Book Description