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Author: Great Britain: Parliament: House of Commons: 1st Standing Committee on Delegated Legislation Publisher: ISBN: 9780215278067 Category : Political Science Languages : en Pages :
Book Description
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2006 : Monday 23 October 2006
Author: Great Britain Publisher: ISBN: 9780110756103 Category : Law Languages : en Pages : 20
Book Description
Enabling power: Financial Services and Markets Act 2000, ss. 22 (1) (5), 428 (3), sch. 2, para. 25. Issued: 31.01.2007. Made: 18.12.2006. Laid: 18.12.2006. Coming into force: 01.04.2007; 01.11.2007 in accord. with art. 1 (2). Effect: 1973 c.41; 1989 c.40; 2000 c. 11 & S.I. 1987/2117; 1990/1504 (N.I. 10); 2001/544, 1062, 1177, 2509; 2003/3075; 2005/1529 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes the S.I. of the same number and title issued on 22.12.2006 (ISBN 9780110755359) following approval by Parliament. EC note: This Order implements in part Directive 2004/39/EC on markets in financial instruments. Partially revoked by SI 2013/3115 (ISBN 9780111106976)
Author: Great Britain Publisher: ISBN: 9780110781914 Category : Law Languages : en Pages : 8
Book Description
Enabling power: European Communities Act 1972, s. 2 (2). Issued: 31.07.2007. Made: 24.07.2007. Laid: 25.07.2007. Coming into force: 15.08.2007 & 01.11.2007 in accord. wih reg. 1 (2). Effect: S.I. 2007/126 amended. Territorial extent & classification: E/W/S/NI. General. EC notes: These Regulations implement in part Directive 2004/39/EC on markets in financial instruments. The Directive is also implemented by other statutory instruments including the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006 (S.I. 2006/3384) and by the Financial Services Authority using powers under the Financial Services and Markets Act 2000 (c. 8). The regs also partially replace the transitional provision made in regulation 7(3) of the principal Regulations for UK investment firms authorised to passport the non-core service of investment advice under Council Directive 93/22/EEC of on investment services in the securities field
Author: Andrew Haynes Publisher: Bloomsbury Publishing ISBN: 1526517795 Category : Law Languages : en Pages : 510
Book Description
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author: Robert Merkin Publisher: CRC Press ISBN: 1135135533 Category : Law Languages : en Pages : 2002
Book Description
The Compendium of Insurance Law consolidates diverse insurance law sources, statutes and codes of practice in one comprehensive volume. Each piece of legislation is supplemented by detailed annotations, which explain the operation and relationship of the legislation with other sources of insurance law. The book is filled with comprehensive coverage of legislation relating to the following areas: regulation, reinsurance, life assurance, property insurance, marine insurance, liability insurance, motor insurance, insurance intermediaries, insurance contracts and competition.
Author: L. S. Sealy Publisher: Sweet & Maxwell ISBN: 0414024095 Category : Law Languages : en Pages : 2848
Book Description
This long-established legislation handbook provides annotated commentary and clarification on the legal and practical implications of the latest insolvency legislation. It is the standard work for accountants, lawyers and government officers dealing with insolvency.
Author: Susan Singleton Publisher: Bloomsbury Publishing ISBN: 1526516101 Category : Law Languages : en Pages : 801
Book Description
Baffled by joint venture and shareholder agreements? Guidance on the new PSC Register is just one of the things that small businesses need to understand. Helping you to identify the central issues involved in joint venture transactions, take effective instructions and draft good documentation using precedents, case studies and checklists. Now covers: Brexit 2020 and its impact on competition law, UK and EU; Changes to tax aspects arising from the latest Finance Acts; New case law such as - Guest Services Worldwide Ltd v. Shelmerdine [2020] EWCA Civ 85 (CA) (non-competition clauses in shareholders' agreements) and Global Corporate Limited v. Hale [2018] EWCA Civ 2618 (CA) (when payments to a director/shareholder were dividends) Key content includes: Preliminary considerations: A discussion of the nature of joint ventures and shareholders' agreements; Financing the venture; Tax and accounting considerations for UK corporate joint ventures; Regulatory matters; Employment and pension issues. Key issues in structuring and drafting UK corporate joint venture documentation and shareholders' agreements: Deadlock and minority protection; Voting rights and board representation; Restrictive covenants. Joint ventures and shareholders' agreements in practice: Articles of association; Transfers of assets; EU and UK Competition law including Brexit issues.
Author: Great Britain: Parliament: House of Commons Publisher: The Stationery Office ISBN: 9780215543608 Category : Political Science Languages : en Pages : 336
Book Description
On cover and title page: House, committees of the whole House, general committees and select committees
Author: Great Britain
Author: Great Britain
Author: Great Britain: Parliament: House of Commons: 1st Standing Committee on Delegated Legislation
Author: Great Britain
Author: Great Britain
Author: Great Britain
Author: Andrew Haynes
Author: Robert Merkin
Author: L. S. Sealy
Author: Susan Singleton
Author: Great Britain: Parliament: House of Commons