The Depository Firm and Industry PDF Download

Author: Lewis J. Spellman
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 424

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Book Description

Author: William T Dentzer, Jr
Publisher: YBK Publishers, Inc.
ISBN: 0980050855
Category : Clearing of securities
Languages : en
Pages : 98

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Book Description
The Depository Trust Company reports the early 1970s origin and evolution of The Depository Trust Company (DTC), the world's largest securities depository, and how it became the basis of The Depository Trust & Clearing Corporation (DTCC) in 1999. It describes the basic policies and company culture of DTC and DTCC and shows how these organizations made the clearance and settlement of virtually all trades in U.S. equity, corporate debt, and municipal securities more accurate and less costly, obliterating through automation the conditions that created the Wall Street "paperwork crisis" of the late 1960s.

Author: Depository Trust Company
Publisher:
ISBN:
Category : Trust companies
Languages : en
Pages : 11

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Book Description

Author: David M. Weiss
Publisher: Penguin
ISBN: 1440623791
Category : Business & Economics
Languages : en
Pages : 544

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Book Description
The fully updated classic guide to the mechanics of securities processing—a must for professional investors This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization of the securities industry. Comprehensive and easy to understand, it provides brokers, operations personnel, and individual investors with definitive and up-to-the-minute explanations of each step in the trading process—from the moment a customer decides to buy or sell a security through the final requirements of record keeping. Written for both securities professionals and individual investors, whether domestic or in other countries, this new edition clearly explains the core of underwritings, new and established trading markets, transaction processing, margin, and more—while providing critical insights into the most recent wave of industry changes. David M. Weiss, a veteran securities professional, traces the entire process of buying or selling a security, from order management to transaction processing to the final posting on the firm’s books and records. He covers the specialized attributes of each function in a typical brokerage firm, as well as their relationships with commercial banks, transfer agents, clearing corporations, and depositories. After the Trade Is Made is the definitive resource for anyone eager to understand and confidently navigate the vast and often surprising world of securities.

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 1866

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Book Description

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 340

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Book Description

Author: United States. Congress. House. Committee on Financial Services
Publisher:
ISBN:
Category : Bank deposits
Languages : en
Pages : 40

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Book Description

Author: United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages : 720

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Book Description

Author: United States. Congress. Senate. Committee on Government Operations. Subcommittee on Intergovernmental Relations
Publisher:
ISBN:
Category : Institutional investments
Languages : en
Pages : 440

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Book Description

Author: Depository Trust Company
Publisher:
ISBN:
Category :
Languages : en
Pages : 49

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Book Description