Author: Wallace R. Bennett
Publisher:
ISBN:
Category :
Languages : en
Pages : 22
Book Description
Should Utah Adopt the New Uniform Securities Act?
The New Uniform Securities Act
Author: Joel Seligman
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
Utah Uniform Securities Act
Utah Uniform Securities Act and Rules Annotated, 2005 Edition
Author: Publisher's Editorial Staff
Publisher:
ISBN: 9780820578989
Category :
Languages : en
Pages : 314
Book Description
Publisher:
ISBN: 9780820578989
Category :
Languages : en
Pages : 314
Book Description
Utah Uniform Securities Act and Rules Annotated
Author: LEXIS Publishing
Publisher:
ISBN: 9781558348745
Category :
Languages : en
Pages : 102
Book Description
Publisher:
ISBN: 9781558348745
Category :
Languages : en
Pages : 102
Book Description
U.S. Regulation of Hedge Funds
Author: Douglas L. Hammer
Publisher: American Bar Association
ISBN: 9781590312971
Category : Business & Economics
Languages : en
Pages : 398
Book Description
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Publisher: American Bar Association
ISBN: 9781590312971
Category : Business & Economics
Languages : en
Pages : 398
Book Description
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Brigham Young University Law Review
Commentary on the Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 226
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 226
Book Description
Handbook of the National Conference of Commissioners on Uniform State Laws and Proceedings of the ... Annual Conference
Author: National Conference of Commissioners on Uniform State Laws
Publisher:
ISBN:
Category : Uniform state laws
Languages : en
Pages : 494
Book Description
Publisher:
ISBN:
Category : Uniform state laws
Languages : en
Pages : 494
Book Description
Journal of the Assembly, Legislature of the State of California
Author: California. Legislature. Assembly
Publisher:
ISBN:
Category : California
Languages : en
Pages : 1336
Book Description
Publisher:
ISBN:
Category : California
Languages : en
Pages : 1336
Book Description