Author: Marvin G. PickholzPublisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :
Book Description
Securities Crimes
Author: Marvin G. PickholzPublisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :
Book Description
Securities Fraud
Author: Louis L. StraneyPublisher: John Wiley & Sons
ISBN: 0470601574
Category : Business & Economics
Languages : en
Pages : 210
Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Bromberg and Lowenfels on Securities Fraud & Commodities Fraud
Author: Alan R. BrombergPublisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Securities Crimes
Author: Marvin G. PickholzPublisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :
Book Description
Organized Crime: Stolen Securities
Author: United States. Congress. Senate. Committee on Government Operations. Permanent Subcommittee on InvestigationsPublisher:
ISBN:
Category : Crime
Languages : en
Pages : 296
Book Description
The Valuation Treadmill
Author: James J. ParkPublisher: Cambridge University Press
ISBN: 1108837182
Category : Law
Languages : en
Pages : 199
Book Description
This book analyzes paradigmatic securities frauds to show how market pressure to deliver short-term results incentivizes companies to deceive investors.
Mortgage Fraud, Securities Fraud, and the Financial Meltdown: Prosecuting Those Responsible
Author: Robert KhuzamiPublisher: DIANE Publishing
ISBN: 1437928285
Category : Business & Economics
Languages : en
Pages : 14
Book Description
Certain principles are fundamental to the fair and proper functioning of our markets: that no one should have an unjust advantage; that investors have a right to disclosure that complies with fed. securities laws; and that there is a level playing field for all investors. Discusses how the SEC is moving on 5 fronts in the enforcement area to advance these objectives. Contents: (1) Recent Accomplishments and Initiatives: Mortgage-Related Cases; Accounting Fraud; Broker-Dealer, Investment Adviser, and Hedge Fund Misconduct; Insider Trading; Public Trust; Ponzi Schemes; Foreign Corrupt Practices Act; Cooperation and Coordination with Other Authorities; (2) Strengthening the Enforcement Division: Legislative Initiatives; Future Plans.
Expanding Enforcement Options -- the Securities Fraud Approach
Author: Joseph C. LongPublisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 60
Book Description
Securities Litigation and Enforcement in a Nutshell
Author: Margaret V. SachsPublisher:
ISBN: 9780314287694
Category : Actions and defenses
Languages : en
Pages : 0
Book Description
Softbound - New, softbound print book.
The Fourth Annual National Institute on Securities Fraud
Author: Publisher:
ISBN: 9781604426373
Category : Securities fraud
Languages : en
Pages : 662
Book Description