Author: United States. Congress. Senate. Committee on Banking and CurrencyPublisher:
ISBN:
Category : Brokers
Languages : en
Pages : 120
Book Description
Securities and Exchange Commission Legislation, 1963
Author: United States. Congress. Senate. Committee on Banking and CurrencyPublisher:
ISBN:
Category : Brokers
Languages : en
Pages : 120
Book Description
Report of Special Study of Securities Markets of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Foreign exchange
Languages : en
Pages :
Book Description
SEC Legislation, 1963
Author: United States. Congress. Senate. Committee on Banking and CurrencyPublisher:
ISBN:
Category : Brokers
Languages : en
Pages : 552
Book Description
SEC Legislation, 1963, Hearings Before a Subcommittee of ..., 88-1 on S.1642 ...,June 18, 19, 20, 21, 24, and 25, 1963
Author: United States. Congress. Senate. Banking and Currency CommitteePublisher:
ISBN:
Category :
Languages : en
Pages : 486
Book Description
United States Code
Author: United StatesPublisher:
ISBN:
Category : Law
Languages : en
Pages : 1184
Book Description
"The United States Code is the official codification of the general and permanent laws of the United States of America. The Code was first published in 1926, and a new edition of the code has been published every six years since 1934. The 2012 edition of the Code incorporates laws enacted through the One Hundred Twelfth Congress, Second Session, the last of which was signed by the President on January 15, 2013. It does not include laws of the One Hundred Thirteenth Congress, First Session, enacted between January 2, 2013, the date it convened, and January 15, 2013. By statutory authority this edition may be cited "U.S.C. 2012 ed." As adopted in 1926, the Code established prima facie the general and permanent laws of the United States. The underlying statutes reprinted in the Code remained in effect and controlled over the Code in case of any discrepancy. In 1947, Congress began enacting individual titles of the Code into positive law. When a title is enacted into positive law, the underlying statutes are repealed and the title then becomes legal evidence of the law. Currently, 26 of the 51 titles in the Code have been so enacted. These are identified in the table of titles near the beginning of each volume. The Law Revision Counsel of the House of Representatives continues to prepare legislation pursuant to 2 U.S.C. 285b to enact the remainder of the Code, on a title-by-title basis, into positive law. The 2012 edition of the Code was prepared and published under the supervision of Ralph V. Seep, Law Revision Counsel. Grateful acknowledgment is made of the contributions by all who helped in this work, particularly the staffs of the Office of the Law Revision Counsel and the Government Printing Office"--Preface.
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
The Transformation of Wall Street
Author: Joel SeligmanPublisher: Wolters Kluwer Law & Business
ISBN:
Category : Business & Economics
Languages : en
Pages : 968
Book Description
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .
Futures Trading Act of 1982
Author: Annual Report of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 1226
Book Description
Report of the Securities and Exchange Commission on Questionable and Illegal Corporate Payments and Practices
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Auditing, Internal
Languages : en
Pages : 134
Book Description
Printed for the use of the Committee on Banking, Housing and Urban Affairs.