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Investment Company Act Release

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974

Book Description

Model Rules of Professional Conduct

Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Investment Company Act Release

Model Rules of Professional Conduct

Official List of Section 13(f) Securities

Government Code

Business and Commerce Code

Parks and Wildlife Code

The Official CompTIA Security+ Self-Paced Study Guide (Exam SY0-601)

Brokers and Dealers Fees Under Securities and Exchange Commission

Brokers and Dealers Fees Under Securities and Exchange Commission. Hearings ... 82-2

Utilities Code