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Author: United States. Congress. Senate. Committee on Banking and Currency Publisher: ISBN: Category : Brokers Languages : en Pages : 492
Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.
Author: United States. Congress. Senate. Committee on Banking and Currency Publisher: ISBN: Category : Brokers Languages : en Pages : 492
Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Publisher: ISBN: Category : Government publications Languages : en Pages : 184
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Publisher: ISBN: Category : Electronic books Languages : en Pages : 34
Book Description
Considers H.R. 11670, to amend the Securities Exchange Act of 1934 to authorize an extension and additional funds for a special SEC study of stock exchange rules.
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance Publisher: ISBN: Category : Business & Economics Languages : en Pages : 64
Author: United States. Congress. Senate. Committee on Banking and Currency Publisher: ISBN: Category : Over-the-counter markets Languages : en Pages : 228
Book Description
Considers legislation to extend Federal financial disclosure and proxy regulations to over the counter traded securities.
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Publisher: ISBN: Category : Securities industry Languages : en Pages : 178
Book Description
Considers legislation to authorize SEC to investigate effectiveness of securities industry self-regulation, including operations of stock exchanges and the National Association of Securities Dealers.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Publisher: ISBN: Category : United States Languages : en Pages : 172
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Publisher: ISBN: Category : Securities Languages : en Pages : 0
Book Description
Considers legislation to authorize SEC to investigate effectiveness of securities industry self-regulation, including operations of stock exchanges and the National Association of Securities Dealers.
Author: United States. Congress. Senate. Committee on Banking and Currency
Author: United States. Congress. Senate. Committee on Banking and Currency
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Author: United States. Congress. Senate. Committee on Banking and Currency
Author: United States. Congress. House. Committee on the District of Columbia
Author: United States. Congress. Senate. Committee on Banking and Currency
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance