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Practice Under the California Securities Laws

Practice Under the California Securities Laws PDF Author: Harold Marsh
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Book Description

Practice Under the California Securities Laws

Practice Under the California Securities Laws PDF Author: Harold Marsh
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Book Description

Securities

Securities PDF Author: William M. Prifti
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Book Description

Securities Crimes

Securities Crimes PDF Author: Marvin G. Pickholz
Publisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :

Book Description

SEC News Digest

SEC News Digest PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644

Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

International Securities Regulation

International Securities Regulation PDF Author: Robert C. Rosen
Publisher:
ISBN: 9780379208252
Category : International finance
Languages : en
Pages : 0

Book Description
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.

Securities Regulation

Securities Regulation PDF Author: Marc I. Steinberg
Publisher: Law Journal Press
ISBN: 9781588520210
Category : Business & Economics
Languages : en
Pages : 1220

Book Description
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Modern Securities Transfers

Modern Securities Transfers PDF Author:
Publisher:
ISBN:
Category : Stock transfer
Languages : en
Pages :

Book Description

Securities law review

Securities law review PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 520

Book Description

Broker Dealer Operations Under Securities and Commodities Law

Broker Dealer Operations Under Securities and Commodities Law PDF Author: Jerry W. Markham
Publisher:
ISBN: 9780420611307
Category :
Languages : en
Pages :

Book Description
This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Book Description

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