Author: Rhode Island. Office of the Auditor GeneralPublisher:
ISBN:
Category :
Languages : en
Pages : 124
Book Description
Department of Business Regulation, Division of Banking
Author: Rhode Island. Office of the Auditor GeneralPublisher:
ISBN:
Category :
Languages : en
Pages : 124
Book Description
The Banking Division and the Department of Business Regulation
Author: William M. FavicchioPublisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 146
Book Description
Department of Business Regulation ... Annual Report of the Division of Banking to the General Assembly ... Showing the Condition of State Banks, Savings Banks, Trust Companies, Loan and Investment Companies and Credit Unions as of ...
Author: Rhode Island. Division of BankingPublisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 124
Book Description
Banking Division. Department of Business Regulation
Author: Rhode Island. Office of the Auditor GeneralPublisher:
ISBN:
Category : Bank examination
Languages : en
Pages : 44
Book Description
Administrative Rules of the Department of Banking and Finance, Division of Banking
Author: Florida. Division of BankingPublisher:
ISBN:
Category : Banking law
Languages : en
Pages : 100
Book Description
Title 12 Banks and Banking Parts 900 to 1025 (Revised as of January 1, 2014)
Author: Office of The Federal Register, Enhanced by IntraWEB, LLCPublisher: IntraWEB, LLC and Claitor's Law Publishing
ISBN: 0160922372
Category : Law
Languages : en
Pages : 665
Book Description
The Code of Federal Regulations Title 12 contains the codified Federal laws and regulations that are in effect as of the date of the publication pertaining to banks, banking, credit unions, farm credit, mortgages, consumer financial protection and other related financial matters.
Report on Department of Business Regulation, Division of Banking, Fiscal Years Ended June 30, 1978 and 1979
Author: Connecticut. Auditors of Public AccountsPublisher:
ISBN:
Category :
Languages : en
Pages : 20
Book Description
Interpretations and Actions
Author: United States. Office of the Comptroller of the CurrencyPublisher:
ISBN:
Category : Advisory opinions
Languages : en
Pages : 474
Book Description
Code of Federal Regulations
Author: United States. Department of AgriculturePublisher:
ISBN:
Category : Agricultural laws and legislation
Languages : en
Pages : 1250
Book Description
Special edition of the Federal register, containing a codification of documents of general applicability and future effect as of Jan. ... with ancillaries.
Bank Regulation, Risk Management, and Compliance
Author: Alexander DillPublisher: Taylor & Francis
ISBN: 1000702731
Category : Law
Languages : en
Pages : 327
Book Description
Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.