Author: Australia. Parliament. Senate. Economics Legislation Committee
Publisher:
ISBN: 9781760102722
Category : Financial institutions
Languages : en
Pages : 8
Book Description
Corporations Amendment (Financial Advice) Bill 2014
Author: Australia. Parliament. Senate. Economics Legislation Committee
Publisher:
ISBN: 9781760102722
Category : Financial institutions
Languages : en
Pages : 8
Book Description
Publisher:
ISBN: 9781760102722
Category : Financial institutions
Languages : en
Pages : 8
Book Description
Corporations Amendment (Streamlining of Future of Financial Advice) Bill 2014 (provisions)
Author: Australia. Parliament. Senate. Economics Legislation Committee
Publisher:
ISBN: 9781760100155
Category : Financial institutions
Languages : en
Pages : 116
Book Description
Publisher:
ISBN: 9781760100155
Category : Financial institutions
Languages : en
Pages : 116
Book Description
Corporations Amendment (Streamlining of Future of Financial Advice) Bill 2014
Author: Australia. Parliament. Senate. Economics Legislation Committee
Publisher:
ISBN: 9781760100933
Category : Financial institutions
Languages : en
Pages : 24
Book Description
Publisher:
ISBN: 9781760100933
Category : Financial institutions
Languages : en
Pages : 24
Book Description
Corporations Amendment (Streamlining of Future of Financial Advice) Bill 2014
Third Reading Print
Author: Department of the House of Representatives
Publisher:
ISBN: 9781743662069
Category :
Languages : en
Pages :
Book Description
House of RepresentativesThird reading printCorporations Amendment (Streamlining of Future of Financial Advice) Bill 2014 (57/14)
Publisher:
ISBN: 9781743662069
Category :
Languages : en
Pages :
Book Description
House of RepresentativesThird reading printCorporations Amendment (Streamlining of Future of Financial Advice) Bill 2014 (57/14)
Corporations Legislation Amendment (Deregulatory and Other Measures) Bill 2014
Author: Australia. Treasury. Corporations and Financial Services Division
Publisher:
ISBN:
Category :
Languages : en
Pages : 0
Book Description
The draft Bill is a package of repeal and streamlining amendments to the Corporations Act 2001 and the Australian Securities and Investments Commission Act 2001; to reduce compliance costs for business. Its net impact on business is expected to be deregulatory. The proposed amendments in the draft Bill: remove of the obligation to hold a general meeting on the request of 100 shareholders; improve the disclosure of executive remuneration in Australia; relieve certain disclosing entities from the obligation to prepare a remuneration report; increase the flexibility of companies to pay dividends; remove the requirement for auditor appointment for certain companies limited by guarantee; extend the Remuneration Tribunal?s remuneration setting responsibility to certain Corporations Act bodies; and improve the efficiency of the Takeovers Panel.
Publisher:
ISBN:
Category :
Languages : en
Pages : 0
Book Description
The draft Bill is a package of repeal and streamlining amendments to the Corporations Act 2001 and the Australian Securities and Investments Commission Act 2001; to reduce compliance costs for business. Its net impact on business is expected to be deregulatory. The proposed amendments in the draft Bill: remove of the obligation to hold a general meeting on the request of 100 shareholders; improve the disclosure of executive remuneration in Australia; relieve certain disclosing entities from the obligation to prepare a remuneration report; increase the flexibility of companies to pay dividends; remove the requirement for auditor appointment for certain companies limited by guarantee; extend the Remuneration Tribunal?s remuneration setting responsibility to certain Corporations Act bodies; and improve the efficiency of the Takeovers Panel.
The Regulation of Financial Planning in Australia
Author: Angelique Nadia Sweetman McInnes
Publisher: Routledge
ISBN: 0429622449
Category : Business & Economics
Languages : en
Pages : 350
Book Description
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.
Publisher: Routledge
ISBN: 0429622449
Category : Business & Economics
Languages : en
Pages : 350
Book Description
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.
Handbook on Corporate Governance in Financial Institutions
Author: Christine A. Mallin
Publisher: Edward Elgar Publishing
ISBN: 1784711799
Category : Business & Economics
Languages : en
Pages : 295
Book Description
The global financial crisis has led to more and more focus on corporate governance and financial institutions. There has been much coverage in the media about various corporate governance related issues in banks and other financial institutions, such as executive directors' remuneration and bankers' bonuses, board composition and board diversity. This book, dedicated to the corporate governance of banks and other financial institutions, makes a timely and accessible contribution to the literature in this area. The contributors are experts in their field with in-depth knowledge of the various countries including Italy, the UK, Germany, the US, China, Japan, Brazil, Russia, Australia and Nigeria, plus a chapter on Islamic financial institutions, covered in this book. Overall, the engagingly written chapters highlight many of the shortcomings of corporate governance which have led to financial scandals, whilst indicating areas where corporate governance can be strengthened and improved. Adding depth and accessibility to existing corporate governance books, this Handbook is ideal as a teaching and learning tool for undergraduate and postgraduate students. For directors and the general business and wider stakeholder communities concerned with corporate governance, it is an essential resource. Contributors:C.L. Ahmadjian, K.-J. Chang, M.J. Conyon, F. Cuomo, H. Farag, L. He, H.-Y Liang, I. Love, C.A. Mallin, C. Ogbechie, B. Okhunjanov, G. Pearson, S. Prigge, R.F. Schiozer, O.K. Tam, P.R.S. Terra, A. Zattoni
Publisher: Edward Elgar Publishing
ISBN: 1784711799
Category : Business & Economics
Languages : en
Pages : 295
Book Description
The global financial crisis has led to more and more focus on corporate governance and financial institutions. There has been much coverage in the media about various corporate governance related issues in banks and other financial institutions, such as executive directors' remuneration and bankers' bonuses, board composition and board diversity. This book, dedicated to the corporate governance of banks and other financial institutions, makes a timely and accessible contribution to the literature in this area. The contributors are experts in their field with in-depth knowledge of the various countries including Italy, the UK, Germany, the US, China, Japan, Brazil, Russia, Australia and Nigeria, plus a chapter on Islamic financial institutions, covered in this book. Overall, the engagingly written chapters highlight many of the shortcomings of corporate governance which have led to financial scandals, whilst indicating areas where corporate governance can be strengthened and improved. Adding depth and accessibility to existing corporate governance books, this Handbook is ideal as a teaching and learning tool for undergraduate and postgraduate students. For directors and the general business and wider stakeholder communities concerned with corporate governance, it is an essential resource. Contributors:C.L. Ahmadjian, K.-J. Chang, M.J. Conyon, F. Cuomo, H. Farag, L. He, H.-Y Liang, I. Love, C.A. Mallin, C. Ogbechie, B. Okhunjanov, G. Pearson, S. Prigge, R.F. Schiozer, O.K. Tam, P.R.S. Terra, A. Zattoni
Inquiry Into Financial Products and Services in Australia
Author: Australia. Parliament. Joint Committee on Corporations and Financial Services
Publisher:
ISBN: 9781742292113
Category : Financial services industry
Languages : en
Pages : 218
Book Description
"On 25 February 2009 the Parliamentary Joint Committee on Corporations and Financial Services resolved to inquire into and report by 23 November 2009 on the issues associated with recent financial product and services provider collapses, such as Storm Financial, Opes Prime and other similar collapses ... "--P. vii.
Publisher:
ISBN: 9781742292113
Category : Financial services industry
Languages : en
Pages : 218
Book Description
"On 25 February 2009 the Parliamentary Joint Committee on Corporations and Financial Services resolved to inquire into and report by 23 November 2009 on the issues associated with recent financial product and services provider collapses, such as Storm Financial, Opes Prime and other similar collapses ... "--P. vii.
Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.