Corporate Securities Act Providing for the Regulation and Supervision of Companies, Brokers and Agents and Sales of Securities ... PDF Download

Author: California
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 20

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Author: Robin Hui Huang
Publisher: Cambridge University Press
ISBN: 1316738507
Category : Law
Languages : en
Pages : 553

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Book Description
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.

Author: Kenneth D. Garbade
Publisher: MIT Press
ISBN: 9780262072236
Category : Business & Economics
Languages : en
Pages : 442

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Book Description
Bringing together developments from the past 30years in contingent valuation, this book examines the relative value of securities in a corporation's capital structure, including debt of different priorities, convertible debt, common stock, and warrants.

Author: United States
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 276

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Author: United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 506

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Book Description

Author: Charles J. Johnson
Publisher: Aspen Publishers
ISBN: 0735563101
Category : Business & Economics
Languages : en
Pages : 1575

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Book Description
Corporate Finance and the Securities Laws has been winning over practitioners with its clear "how to do it" approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fourth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the "go to" resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives

Author: Michael Simmons
Publisher: John Wiley & Sons
ISBN: 0470870672
Category : Business & Economics
Languages : en
Pages : 429

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Book Description
Corporate actions are events that affect large corporations through to the individual investor - even those that own a single-share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action event. The successful management of the array of different event types requires understanding of the inherent risks, and tight controls at critical points in the event lifecycle. The management of income and corporate action events are important and essential parts of the securities industry business. Written by authors with many years experience within this sector, Corporate Actions: A Guide to Securities Event Management sets out to demystify the subject and provides a thorough, step-by-step introduction to corporate actions and income events. Corporate Actions is a comprehensive source for understanding a major component of operational processing. The individual components and their relation to each other within the corporate actions lifecycle are explained in detail, through which the reader will gain a clear and thorough understanding of the lifecycle together with potential processing risks and the strategies to mitigate Corporate Actions is essential reading for all those involved in the securities industry, from new recruits to those involved in both the day-to-day operations process and those within executive management. It will also prove invaluable to those providing consultancy and software solutions to the securities industry. Corporate Actions is the first major work on this subject. Many people within the securities industry have heard of corporate actions - many people know they can be highly risky - many organizations have lost vast sums of cash in attempting to process them - very few understand them!

Author: Harold S. Bloomenthal
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 948

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Book Description
This multi-volume looseleaf treatise covers every step in the handling of securities transactions and is designed to minimize the risk of litigation. Exchange Act registration and reporting, sales of unregistered securities, and Regulation A offerings are discussed in detail.

Author: William N. Goetzmann
Publisher: Oxford University Press, USA
ISBN: 0195175719
Category : Business & Economics
Languages : en
Pages : 418

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Book Description
The analysis of original documents is a means for economists to focus on the primary text, to analyze and interpret the object and to move to interpretation and understanding of its relationship to modern financial instruments and markets. The result is a collection of interdisciplinary studies of the key innovations in finance from the Old Babylonian loan tablets, to the 1953 London Debt Agreement that span regions in Asia, Africa, North America and Europe.

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974

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Book Description