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Author: Paul J. Sobel Publisher: CCH Incorporated ISBN: 9780808026679 Category : Auditing, Internal Languages : en Pages : 0
Book Description
CCH¿s Auditor¿s Risk Management Guide provides comprehensive, how-to guidance on performing a risk management-based audit and assessing risk in a Sarbanes-Oxley world. The Guide is organized into two parts. Part I begins with a broad understanding of corporate governance, enterprise risk management (ERM) principles, and different auditing approaches, and outlines the approach for understanding the strategy and risks inherent in an organization. Also, it provides step-by-step instructions on how to execute the risk management-based audit methodology. Part II presents ten detailed case studies. The free, companion CD-ROM contains various work programs, checklists, and tools contained in the book.
Author: Paul J. Sobel Publisher: CCH Incorporated ISBN: 9780808026679 Category : Auditing, Internal Languages : en Pages : 0
Book Description
CCH¿s Auditor¿s Risk Management Guide provides comprehensive, how-to guidance on performing a risk management-based audit and assessing risk in a Sarbanes-Oxley world. The Guide is organized into two parts. Part I begins with a broad understanding of corporate governance, enterprise risk management (ERM) principles, and different auditing approaches, and outlines the approach for understanding the strategy and risks inherent in an organization. Also, it provides step-by-step instructions on how to execute the risk management-based audit methodology. Part II presents ten detailed case studies. The free, companion CD-ROM contains various work programs, checklists, and tools contained in the book.
Author: K. H. Spencer Pickett Publisher: John Wiley & Sons ISBN: 047174008X Category : Business & Economics Languages : en Pages : 287
Book Description
Risk management is a part of mainstream corporate life that touches all aspects of every type of organization. Auditors must focus firmly on risk: risk to the business, the executives, and the stakeholders. Auditing the Risk Management Process incorporates all the latest developments in risk management as it applies to auditors, including the new Committee of Sponsoring Organizations of the Treadway Commission (COSO) enterprise risk paper. Auditing the Risk Management Process includes original risk maps and process models developed by the author, explaining where and how topics fit within an overall audit framework, all the latest developments in risk management as it applies to auditors, and insight into how enterprise risk management affects the responsibilities of both internal and external auditors.
Author: Paul J Sobel, CPA Publisher: CCH Incorporated ISBN: 9780808089599 Category : Business & Economics Languages : en Pages : 586
Book Description
Auditor's Risk Management Guide: Integrating Auditing and ERM is designed to be a comprehensive "how-to" book that provides the reader with guidance on performing a risk management-based audit. This is not a research study or a conceptual thesis; rather, it is a practical guide designed for the audit practitioner.
Author: K. H. Spencer Pickett Publisher: John Wiley & Sons ISBN: 1119973821 Category : Business & Economics Languages : en Pages : 390
Book Description
The Second Edition of The Essential Guide to Internal Auditing is a condensed version of the Handbook of Internal Auditing, Third Edition. It shows internal auditors and students in the field how to understand the audit context and how this context fits into the wider corporate agenda. The new context is set firmly within the corporate governance, risk management, and internal control arena. The new edition includes expanded coverage on risk management and is updated throughout to reflect the new IIA standards and current practice advisories. It also includes many helpful models, practical guidance and checklists.
Author: Paul J. Sobel Publisher: ISBN: 9780808040903 Category : Business & Economics Languages : en Pages : 0
Book Description
Auditor's Risk Management Guide: Integrating Auditing and ERM is a comprehensive how-to book that guides the reader on performing risk management-based audits. The book covers the Enterprise Risk Management Integrated Framework issued by the Committee of Sponsoring Organizations (COSO). Following the passage of Sarbanes-Oxley and its strict corporate governance and accountability provisions, developing better risk management techniques is becoming more important in meeting higher audit committee expectations. Written by an audit practitioner, that's where this practical guide comes in. The first part of the Auditor's Risk Management Guide provides a broad understanding of corporate governance, ERM principles, and different auditing approaches. It also provides step-by-step instructions on how to execute the risk management-based audit, including frequently asked questions. The second part of the book is devoted to detailed case studies that illustrate the risk management-based audit methodology and tools in different scenarios, beginning with a business risk assessment and working through common audit areas such as closing the books, accounts payable, and accounts receivable. Practice Pointers and Observations throughout provide additional commentary to assist the reader in understanding the methodology. The programs and checklists are presented in a format that helps the auditor understand what questions need to be asked and answered as he or she executes the methodology. This 2015 edition of Auditor's Risk Management Guide contains the following: Discussion of COSOs updated internal control framework, often referred to as COSO 2013. The 17 principles of internal control are covered (Chapter 7), along with other updates related to COSO 2013 (Chapters 7, 11, and 15). Increased focus and
Author: United States Government Accountability Office Publisher: Lulu.com ISBN: 0359541828 Category : Reference Languages : en Pages : 88
Book Description
Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers? Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
Author: Paul J. Sobel
Author: Paul J. Sobel
Author: Paul Sobel
Author: Rick A. Wright
Author: K. H. Spencer Pickett
Author: Paul J Sobel, CPA
Author: Rick A. Wright
Author: K. H. Spencer Pickett
Author: Paul J. Sobel
Author: United States Government Accountability Office
Author: Kenneth E. Spence