Author: The Securities Institute of America, Inc.Publisher: John Wiley & Sons
ISBN: 111867569X
Category : Business & Economics
Languages : en
Pages : 269
Book Description
The Uniform Combined State Law Examination (Series 66) is designed to qualify candidates as both securities agents and investment adviser representatives. Each book is accompanied by an online test bank with 113 questions, organized by chapter. The questions included in the book have been included in this online test bank Topics Covered: Economic Factors and Business Information Client Investment Recommendations and Strategies Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices Test: 100 multiple choice questions; 2 hours and 30 minutes testing time; candidate must answer 70% of questions correctly to pass. Pre-requisites: The Series 7 is a co-requisite exam that needs to be successfully completed in addition to the Series 66 exam before a candidate can register with a state.