Understanding the Securities Laws PDF Download

Author: Larry D. Soderquist
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 422

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Author:
Publisher:
ISBN: 9780872243682
Category : Going public (Securities)
Languages : en
Pages :

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Author: Larry D. Soderquist
Publisher: West Publishing Company
ISBN:
Category : Business & Economics
Languages : en
Pages : 216

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Book Description
Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws. Terms and concepts are detailed to assist the student in understanding securities law and to make it a vibrant subject for study. Highlights include: What is a Security, World of Securities Law, Business Context of Securities Law, What can be done during Securities Act Registration, How Securities are Registered under the Securities Act, Exemptions from the Registration Requirements, Resales by Security Holders, Liability for Violations of the Securities Act, Commission's General Exemptive Authority and Registration and Periodic Reporting Under the Exchange Act, Proxy Regulation, Tender Offers, Rule 10b-5, Short-swing Trading Under Section 16, Exchange Act Regulation of the Securities Business, International Aspects of Securities Law. As part of our hew Foundation Press Concepts and Insights Series, we are proud to offer professors and students this concise and insightful guide. Book jacket.

Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 688

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Author:
Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 1126

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Author:
Publisher:
ISBN: 9780872241985
Category : Going public (Securities)
Languages : en
Pages : 712

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Author:
Publisher:
ISBN: 9780872245020
Category : Consolidation and merger of corporations
Languages : en
Pages :

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Author: Charles J. Johnson (Jr.)
Publisher: Wolters Kluwer
ISBN: 1454858397
Category : Corporations
Languages : en
Pages : 1564

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Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives

Author: Louis Loss
Publisher:
ISBN: 9781567067132
Category :
Languages : en
Pages : 324

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Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 788

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