The SEC's Attack on Selective Disclosure PDF Download

Author: Jared L. Kopel
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 44

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Author: Jared L. Kopel
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 104

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Author: Yale Law Journal
Publisher: Quid Pro Books
ISBN: 1610278003
Category : Law
Languages : en
Pages : 323

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Book Description
This issue of the Yale Law Journal (the fifth issue of academic year 2015-2016) features articles and essays by notable scholars, as well as extensive student research. The contents include: "Governance Reform and the Judicial Role in Municipal Bankruptcy," by Clayton P. Gillette & David A. Skeel, Jr. "Professional Speech," by Claudia E. Haupt "Casey and the Clinic Closings: When 'Protecting Health' Obstructs Choice," by Linda Greenhouse & Reva B. Siegel "Returning to Common-Law Principles of Insider Trading After United States v. Newman," by Richard A. Epstein The student contributions are: Note, "Will Putting Cameras on Police Reduce Polarization?," by Roseanna Sommers Note, "Federal Questions and the Domestic-Relations Exception," by Bradley G. Silverman Comment, "Toward an Efficient Licensing and Rate-Setting Regime: Reconstructing § 114(i) of the Copyright Act," by Joseph Pomianowski Quality digital editions include active Contents for the issue and for individual articles, linked footnotes, active URLs in notes, and proper digital and Bluebook presentation from the original edition.

Author: Deborah E. Bouchoux
Publisher: Aspen Publishing
ISBN: 1543802834
Category : Law
Languages : en
Pages : 1125

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Book Description
Business Organizations for Paralegals offers comprehensive overview of business organizations for paralegals, presented in a student-friendly format. Its coverage of all the various types of business organizations provides a basic and thorough understanding without overwhelming students. Key Features: Thorough and meaningful coverage of each type of business entity, discussing the nature of the business entity, the advantages and disadvantages of each type of organization, business operation and management, transferability of ownership, formation and dissolution of the business, and tax implications for each type of organization A “life-cycle approach” that follows each type of organization from its formation to its operation, dissolution, and tax consequences Helpful visual aids and charts that illustrate and highlight important concepts Practice Tips, sample forms, key terms, discussion questions, and a useful glossary Internet resources for additional information, forms, and agreements The role of the paralegal, with descriptions of tasks assigned to paralegals by topic Highlights from the Eighth Edition: How the 2017 Tax Cuts and Jobs Act affect pass-through entities and corporations The impact of the U.S. switching from a worldwide tax system to a modified territorial system New trends in corporate law, such as inversions, mechanisms to deter inversions, and the use of cryptocurrencies in initial coin offerings New trends in mergers, including the use of “no shop” provisions and “break-up” fees in merger agreements Expanded coverage of securities issues, such as using Regulation A+ to raise capital; “Up-C” as an alternative to the traditional IPO; the emergence of “unicorn companies”; and the SEC’s new Cyber Unit that targets cyber-related misconduct in the marketplace Four methods of shareholder voting: majority, plurality, plurality plus, and consequential voting New trends in corporate governance and shareholder proposals Fresh case illustrations throughout the text New and updated sample forms and charts

Author: William K. S. Wang
Publisher: Aspen Publishers
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 1128

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Book Description
Here, at last, is a clear, practical guide on what's legal and what isn't in insider trading. It's the only book that gives you everything you need to: Identify every potential source of insider trading liability -- Deter inadvertent violations with an effective compliance program -- Raise powerful defenses to government and private actions, formations, and transactions. With comprehensive, up-to-date coverage and analysis of such significant aspects as government enforcement, which private plaintiffs can sue, and transnational transactions, you'll find more information -- and more readily usable strategy -- than in any other source on the subject. In one convenient volume, Insider Trading shows you all the ways to avoid liability exposure under all applicable law, including: The Supreme Court case, United States v. O'Hagan -- Federal mail and wire fraud statutes -- Section 10(b) and Section 16(b) -- Bilateral treaties and SEC memoranda with 21 foreign jurisdictions -- Transnational transactions -- State law pitfalls.

Author: Kenneth Lehn
Publisher: Irwin Professional Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 558

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Book Description
New developments in securities markets, particularly in the areas of technology, financial products, and foreign securities markets, are challenging the Securities and Exchange Commission to reconsider its regulatory policies. This book offers detailed prescriptions for effective regulation from experienced regulators and noted scholars in the field. A definitive collection that illustrates how research and expert opinion can help the SEC frame issues and establish objective criteria for evaluating the effectiveness of its policies.

Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 1348

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Author: Francis T. Cullen
Publisher: Routledge
ISBN: 1317523660
Category : Law
Languages : en
Pages : 411

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Book Description
In exploring the criminalization of corporations, this book uses the landmark "Ford Pinto case" as a centerpiece for exploring corporate violence and the long effort to bring such harm within the reach of the criminal law. Corporations that illegally endanger human life now must negotiate the surveillance of government regulators and risk civil suits from injured parties seeking financial compensation. They also may be charged with criminal offenses and their officials sent to prison.

Author: International Monetary Fund
Publisher: International Monetary Fund
ISBN: 1455206660
Category : Business & Economics
Languages : en
Pages : 108

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Book Description
This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation. The general preconditions for effective securities regulation in the United States are present. The legal and accounting system supports the implementation of requirements and effective regulation of market participants. The legislation regarding bankruptcy, insolvency, and winding up in the jurisdiction and the professionals associated with those matters are sophisticated.

Author: Arnold S. Jacobs
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 884

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Book Description