Author: Daniel L. GoelzerPublisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
The SEC Speaks in 1986
Author: Daniel L. GoelzerPublisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
The SEC Speaks in 1986
Author: The SEC Speaks in ...
Author: The SEC Speaks in 2024
Author: Publisher:
ISBN: 9781402446733
Category : Corporations
Languages : en
Pages : 0
Book Description
The SEC Speaks in 1977
Author: That Every Man Be Armed
Author: Stephen P. HalbrookPublisher: UNM Press
ISBN: 0826352995
Category : Law
Languages : en
Pages : 336
Book Description
That Every Man Be Armed, the first scholarly book on the Second Amendment to the U.S. Constitution, has played a significant role in constitutional debate and litigation since it was first published in 1984. Halbrook traces the right to bear arms from ancient Greece and Rome to the English republicans, then to the American Revolution and Constitution, through the Reconstruction period extending the right to African Americans, and onward to today’s controversies. With reviews of recent literature and court decisions, this new edition ensures that Halbrook’s study remains the most comprehensive general work on the right to keep and bear arms.
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author: H. David KotzPublisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477
Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Insider Trading, Fraud, and Fiduciary Duty Under the Federal Securities Laws
Author: Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 698
Book Description
Managing Financial Risks
Author: Gordon L. ClarkPublisher: Oxford University Press
ISBN: 0199557438
Category : Business & Economics
Languages : en
Pages : 350
Book Description
Recent market turmoil, bank runs, global equities sell-off, and the 'credit crunch' have demonstrated the sophisticated and interconnected nature of financial markets today - seemingly localized problems have quickly spread, putting at risk the solvency of both local and global financial institutions. As these markets are increasingly complex, interconnected, and embedded in the daily lives of individuals, there is a pressing need to unravel and understand the complexities andprospects of this new and transformative social, political, and geographical paradigm.This book brings together a group of leading scholars from a range of disciplines to formulate a more holistic understanding of financial risk by rooting it in different environments, spatial scales, and disciplines. The result is an all-encompassing exposition of current and future financial risk management practices, possibilities, and problems.
In the Wake of Winans Insider Trading, Corporate Secrets, and Expanded Liability
Author: Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 1136
Book Description