Author: GREAT BRITAIN.
Publisher:
ISBN: 9780111191095
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 04.11.2019. Sifted: -. Made: 29.10.2019. Laid: -. Coming into force: In accord with reg. 1. Effect: 2000 c.8; S.I. 2001/544; 2013/419; 2018/1115, 1184, 1318; 2019/335, 541, 657, 660, 681, 685, 710 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Regulation (EU) no. 648/2012 (as amended by Regulation (EU) 2019/834) amended. Supersedes draft S.I. (ISBN 9780111189108) issued 30.07.2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, Etc. , and Transitional Provision) (EU Exit) (No. 2) Regulations 2019
Author: GREAT BRITAIN.
Publisher:
ISBN: 9780111191095
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 04.11.2019. Sifted: -. Made: 29.10.2019. Laid: -. Coming into force: In accord with reg. 1. Effect: 2000 c.8; S.I. 2001/544; 2013/419; 2018/1115, 1184, 1318; 2019/335, 541, 657, 660, 681, 685, 710 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Regulation (EU) no. 648/2012 (as amended by Regulation (EU) 2019/834) amended. Supersedes draft S.I. (ISBN 9780111189108) issued 30.07.2019
Publisher:
ISBN: 9780111191095
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 04.11.2019. Sifted: -. Made: 29.10.2019. Laid: -. Coming into force: In accord with reg. 1. Effect: 2000 c.8; S.I. 2001/544; 2013/419; 2018/1115, 1184, 1318; 2019/335, 541, 657, 660, 681, 685, 710 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Regulation (EU) no. 648/2012 (as amended by Regulation (EU) 2019/834) amended. Supersedes draft S.I. (ISBN 9780111189108) issued 30.07.2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, Etc. , and Transitional Provision) (EU Exit) Regulations 2019
Author: Great Britain
Publisher:
ISBN: 9780111181874
Category :
Languages : en
Pages : 44
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4, para. 1, sch. 7, para. 21 (b). Issued: 27.02.2019. Sifted: -. Made: 20.02.2019. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2013/504 amended. Territorial extent & classification: E/W/S/NI. General. EC note: EC note: These regs amend the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504) which implemented Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories. That EU Regulation is itself amended by these regs. Commission Delegated Regulation (EU) no. 1003/2013 and 667/2014 are revoked. Supersedes draft S.I. (ISBN 9780111176214) issued 10.12.2018
Publisher:
ISBN: 9780111181874
Category :
Languages : en
Pages : 44
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4, para. 1, sch. 7, para. 21 (b). Issued: 27.02.2019. Sifted: -. Made: 20.02.2019. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2013/504 amended. Territorial extent & classification: E/W/S/NI. General. EC note: EC note: These regs amend the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504) which implemented Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories. That EU Regulation is itself amended by these regs. Commission Delegated Regulation (EU) no. 1003/2013 and 667/2014 are revoked. Supersedes draft S.I. (ISBN 9780111176214) issued 10.12.2018
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, Etc. , and Transitional Provision) (EU Exit) Regulations 2020
Author: GREAT BRITAIN.
Publisher:
ISBN: 9780111194676
Category :
Languages : en
Pages : 16
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 27.03.2020. Sifted: -. Made: -. Laid: -. Coming into force: In naccord. with reg. 1 (2) (3). Effect: 2000 c. 8 & S.I. 2018/115, 1184, 1318; 2019/335, 541, 542, 660, 662, 680, 685, 710, 1416 amended. Territorial extent & classification: E/W/S/NI. Ec note: Regulation (EU) no. 648/202 amended. For approval by resolution of each House of Parliament
Publisher:
ISBN: 9780111194676
Category :
Languages : en
Pages : 16
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 27.03.2020. Sifted: -. Made: -. Laid: -. Coming into force: In naccord. with reg. 1 (2) (3). Effect: 2000 c. 8 & S.I. 2018/115, 1184, 1318; 2019/335, 541, 542, 660, 662, 680, 685, 710, 1416 amended. Territorial extent & classification: E/W/S/NI. Ec note: Regulation (EU) no. 648/202 amended. For approval by resolution of each House of Parliament
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, Etc. , and Transitional Provision) (EU Exit) Regulations 2018
Author: Great Britain
Publisher:
ISBN: 9780111176214
Category :
Languages : en
Pages : 44
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4 para. 1, sch. 7, para. 21 (b). Issued: 10.12.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2013/504. Territorial extent & classification: E/W/S/NI. EC note: These regs amend the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504) which implemented Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories. That EU Regulation is itself amended by these regs. Commission Delegated Regulation (EU) no. 1003/2013 and 667/2014 are revoked. For approval by resolution of each House of Parliament
Publisher:
ISBN: 9780111176214
Category :
Languages : en
Pages : 44
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4 para. 1, sch. 7, para. 21 (b). Issued: 10.12.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2013/504. Territorial extent & classification: E/W/S/NI. EC note: These regs amend the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504) which implemented Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories. That EU Regulation is itself amended by these regs. Commission Delegated Regulation (EU) no. 1003/2013 and 667/2014 are revoked. For approval by resolution of each House of Parliament
The Financial Services and Markets Act 2000 (over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2019
Author: Great Britain
Publisher:
ISBN: 9780111187777
Category :
Languages : en
Pages :
Book Description
Enabling power: European Communities Act 1972, s. 2 (2). Issued: 28.06.2019. Sifted: -. Made: 17.06.2019. Laid: 18.06.2019. Coming into force: 09.07.2019. Effect: S.I. 2013/504 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These Regulations are made in relation to the Regulation (EU) 2019/834 of the European Parliament and of the Council of 20 May 2019 amending Regulation (EU) No 648/2012 as regards the clearing obligation, the suspension of the clearing obligation, the reporting requirements, the risk-mitigation techniques for OTC derivatives contracts not cleared by a central counterparty, the registration and supervision of trade repositories and the requirements for trade repositories
Publisher:
ISBN: 9780111187777
Category :
Languages : en
Pages :
Book Description
Enabling power: European Communities Act 1972, s. 2 (2). Issued: 28.06.2019. Sifted: -. Made: 17.06.2019. Laid: 18.06.2019. Coming into force: 09.07.2019. Effect: S.I. 2013/504 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These Regulations are made in relation to the Regulation (EU) 2019/834 of the European Parliament and of the Council of 20 May 2019 amending Regulation (EU) No 648/2012 as regards the clearing obligation, the suspension of the clearing obligation, the reporting requirements, the risk-mitigation techniques for OTC derivatives contracts not cleared by a central counterparty, the registration and supervision of trade repositories and the requirements for trade repositories
Clearing and Settlement
Author: Dermot Turing
Publisher: Bloomsbury Publishing
ISBN: 1526514982
Category : Law
Languages : en
Pages : 751
Book Description
The post-trading industry is one in which financial firms make money and one in which risk issues need careful management. Reliable payment, clearing and settlement structures are perceived to be essential to enable financial firms to withstand shocks. A great deal of the cost of trading and cross-border investment is attributed to the very complex process of clearing and settlement. This book describes and explains: 1. what happens in clearing and settlement, and the roles of (and risks assumed by) the various participants in the post-trade marketplace 2. the law applicable to infrastructures, how they are are regulated, and the other topographical features of their legal landscape 3. the legal and practical aspects of risk management and operations of infrastructures 4. the risks faced by participants in payment, clearing and settlement systems - the agent banks - along with practical and operational issues which they face in their roles. Fully revised, updates for the 3rd edition include: - Implications and impact of Brexit - CPMI and IOSCO paper on central counterparty default (CCP) management auctions - cyber-security and the resilience of financial market infrastructures (FMIs) and the wider market ecosystem.
Publisher: Bloomsbury Publishing
ISBN: 1526514982
Category : Law
Languages : en
Pages : 751
Book Description
The post-trading industry is one in which financial firms make money and one in which risk issues need careful management. Reliable payment, clearing and settlement structures are perceived to be essential to enable financial firms to withstand shocks. A great deal of the cost of trading and cross-border investment is attributed to the very complex process of clearing and settlement. This book describes and explains: 1. what happens in clearing and settlement, and the roles of (and risks assumed by) the various participants in the post-trade marketplace 2. the law applicable to infrastructures, how they are are regulated, and the other topographical features of their legal landscape 3. the legal and practical aspects of risk management and operations of infrastructures 4. the risks faced by participants in payment, clearing and settlement systems - the agent banks - along with practical and operational issues which they face in their roles. Fully revised, updates for the 3rd edition include: - Implications and impact of Brexit - CPMI and IOSCO paper on central counterparty default (CCP) management auctions - cyber-security and the resilience of financial market infrastructures (FMIs) and the wider market ecosystem.
The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018
Author: Great Britain
Publisher:
ISBN: 9780111176467
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 13.12.2018. Sifted: -. Made: 06.12.2018. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: None. Territorial extent & classification: E/W/S/NI. General. EC note: These regs amend Regulation (EU) no. 648/2012 on OTC derivatives, central counterparties and trade repositories
Publisher:
ISBN: 9780111176467
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 13.12.2018. Sifted: -. Made: 06.12.2018. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: None. Territorial extent & classification: E/W/S/NI. General. EC note: These regs amend Regulation (EU) no. 648/2012 on OTC derivatives, central counterparties and trade repositories
The Central Counterparties (Amendment, Etc. , and Transitional Provision) (EU Exit) Regulations 2018
Author: Great Britain
Publisher:
ISBN: 9780111171882
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Union (Withdrawal) Act 2018, ss. 8 (1) (2) (a) (b) (d) (g), sch. 4, para. 1, sch. 7, para. 21. Issued: 30.07.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reb. 1 (2) (3). Effect: 2000 c.8; Reg. (EU) no. 648/2012 amended & any implementing Acts made under art. 25.6 of Reg. (EU) no. 648/2012 revoked. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament
Publisher:
ISBN: 9780111171882
Category :
Languages : en
Pages : 12
Book Description
Enabling power: European Union (Withdrawal) Act 2018, ss. 8 (1) (2) (a) (b) (d) (g), sch. 4, para. 1, sch. 7, para. 21. Issued: 30.07.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reb. 1 (2) (3). Effect: 2000 c.8; Reg. (EU) no. 648/2012 amended & any implementing Acts made under art. 25.6 of Reg. (EU) no. 648/2012 revoked. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament
The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019
Author: Great Britain
Publisher:
ISBN: 9780111181799
Category :
Languages : en
Pages : 28
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 26.02.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1986 c.45; 2000 c.8; 2007 c.3; 2009 c.4; S.I. 2001/544, 1201; 2004/3200; 2013/165, 418; 2015/1945; 2018/135, 1038, 1297, 1320, 1394, 1403; 2019/38; draft Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019; draft Financial Markets and Insolvency Amendment and Transitional Provision EU Exit Regulations 2019; draft Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019; draft Solvency 2 and Insurance (Amendment etc.) (EU Exit) Regulations 2019; draft Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019; draft Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 amended & S.I. 2001/3625, 3626 modified & S.I. 2006/2078; 2011/2699; 2012/2661 revoked. Territorial extent & classification: E/W/S/NI. EC note: Regulation (EU) no. 648/2012; Regulation (EU) no. 575/2013; Commission Delegated Regulation (EU) 2015/35; Regulation (EU) 2017/1131; Commission Delegated Regulation (EU) 2017/2358; Commission Delegated Regulation (EU) 2017/2359; Regulation (EU) 2017/2402 amended & 35 Regulations/Decisions revoked. For approval by resolution of each House of Parliament
Publisher:
ISBN: 9780111181799
Category :
Languages : en
Pages : 28
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 26.02.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1986 c.45; 2000 c.8; 2007 c.3; 2009 c.4; S.I. 2001/544, 1201; 2004/3200; 2013/165, 418; 2015/1945; 2018/135, 1038, 1297, 1320, 1394, 1403; 2019/38; draft Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019; draft Financial Markets and Insolvency Amendment and Transitional Provision EU Exit Regulations 2019; draft Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019; draft Solvency 2 and Insurance (Amendment etc.) (EU Exit) Regulations 2019; draft Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019; draft Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 amended & S.I. 2001/3625, 3626 modified & S.I. 2006/2078; 2011/2699; 2012/2661 revoked. Territorial extent & classification: E/W/S/NI. EC note: Regulation (EU) no. 648/2012; Regulation (EU) no. 575/2013; Commission Delegated Regulation (EU) 2015/35; Regulation (EU) 2017/1131; Commission Delegated Regulation (EU) 2017/2358; Commission Delegated Regulation (EU) 2017/2359; Regulation (EU) 2017/2402 amended & 35 Regulations/Decisions revoked. For approval by resolution of each House of Parliament
The Financial Services and Markets Act 2000 (over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2014
Author: Great Britain
Publisher:
ISBN: 9780111113691
Category :
Languages : en
Pages : 4
Book Description
Enabling power: European Communities Act 1972, s. 2 (2). Issued: 09.04.2014. Made: 02.04.2014. Laid: 04.04.2014. Coming into force: 01.05.2014. Effect: S.I. 2013/504 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Relates to implementation of certain articles Reg (EU) 648/2012; Commission Delegated Regulation (EU) no. 149/2013
Publisher:
ISBN: 9780111113691
Category :
Languages : en
Pages : 4
Book Description
Enabling power: European Communities Act 1972, s. 2 (2). Issued: 09.04.2014. Made: 02.04.2014. Laid: 04.04.2014. Coming into force: 01.05.2014. Effect: S.I. 2013/504 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Relates to implementation of certain articles Reg (EU) 648/2012; Commission Delegated Regulation (EU) no. 149/2013