Author: Joel Seligman
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
The New Uniform Securities Act
Author: Joel Seligman
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
Commentary on the Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 226
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 226
Book Description
Uniform Securities Act
Author: National Conference of Commissioners on Uniform State Laws
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 76
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 76
Book Description
A Proposed Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 194
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 194
Book Description
Study of State Securities Regulation
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 122
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 122
Book Description
The New Indiana Uniform Securities Act
Author: Indiana Continuing Legal Education Forum
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Fundamentals of Securities Regulation
Author: Louis Loss
Publisher: Aspen Publishers Online
ISBN: 073554199X
Category : Securities
Languages : en
Pages : 1646
Book Description
Publisher: Aspen Publishers Online
ISBN: 073554199X
Category : Securities
Languages : en
Pages : 1646
Book Description
Should Utah Adopt the New Uniform Securities Act?
Fundamentals of Securities Regulation
Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 1640
Book Description
When you need a quick answer to a securities question, turn to FUNDAMENTALS OF SECURITIES REGULATION. Loss and Seligman have distilled their authoritative 11-volume treatise, SECURITIES REGULATION, into one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10(b), insider trading Sanctions Disclosure requirements Rules and forms for offerings SEC reporting Forward-looking statements Class action suits Bespeaks caution cases ADR in securities disputes and more. To facilitate more detailed analysis, its fourteen chapters parallel the organization of the full treatise, and extensive cross-references show you exactly where to turn.
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 1640
Book Description
When you need a quick answer to a securities question, turn to FUNDAMENTALS OF SECURITIES REGULATION. Loss and Seligman have distilled their authoritative 11-volume treatise, SECURITIES REGULATION, into one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10(b), insider trading Sanctions Disclosure requirements Rules and forms for offerings SEC reporting Forward-looking statements Class action suits Bespeaks caution cases ADR in securities disputes and more. To facilitate more detailed analysis, its fourteen chapters parallel the organization of the full treatise, and extensive cross-references show you exactly where to turn.
Treatise on the Law of Securities Regulation
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 700
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 700
Book Description