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The Law of Cross-border Securities Transactions

The Law of Cross-border Securities Transactions PDF Author: H. van Houtte
Publisher: Sweet & Maxwell
ISBN: 9780421653801
Category : Law
Languages : en
Pages : 352

Book Description
A collection of essays on topical contract issues, covering subjects including: Paradine v Jayne; foreign currency judgements; agency problems in insurance law; increased expense and frustration; failure of consideration; restitutionary consequences of illegality; and proprietary estoppel

The Law of Cross-border Securities Transactions

The Law of Cross-border Securities Transactions PDF Author: H. van Houtte
Publisher: Sweet & Maxwell
ISBN: 9780421653801
Category : Law
Languages : en
Pages : 352

Book Description
A collection of essays on topical contract issues, covering subjects including: Paradine v Jayne; foreign currency judgements; agency problems in insurance law; increased expense and frustration; failure of consideration; restitutionary consequences of illegality; and proprietary estoppel

Cross-border Securities Settlements

Cross-border Securities Settlements PDF Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 92

Book Description


Intermediated Securities

Intermediated Securities PDF Author: Pierre-Henri Conac
Publisher: Cambridge University Press
ISBN: 1107244803
Category : Law
Languages : en
Pages : 443

Book Description
In today's financial markets, investors no longer hold securities physically. Instead, securities such as shares or bonds are mostly held through intermediaries and transferred by way of book-entries on securities accounts. However, there are remarkable conceptual differences between the various jurisdictions with regard to the legal treatment of intermediated securities. It is widely agreed that this patchwork creates considerable legal risks, especially in cross-border situations. Two initiatives are in place to reduce these risks. In 2009, the UNIDROIT Convention on Substantive Rules for Intermediated Securities (the 'Geneva Securities Convention') was adopted, aimed at harmonisation on the international level. The EU Commission is also running a legislative project, to achieve harmonisation at the regional level. This book compares both initiatives and analyses their impact on the securities laws of selected European jurisdictions.

Insider Trading and Market Manipulation

Insider Trading and Market Manipulation PDF Author: Janet Austin
Publisher: Edward Elgar Publishing
ISBN: 1786436426
Category : Insider trading in securities
Languages : en
Pages : 286

Book Description
This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.

Cross-border Transactions of Intermediated Securities

Cross-border Transactions of Intermediated Securities PDF Author: Changmin Chun
Publisher: Springer Science & Business Media
ISBN: 3642278531
Category : Law
Languages : en
Pages : 517

Book Description
This work aims to analyse substantive and conflict of laws rules regarding intermediated securities in a comparative way. For this purpose, it examines major jurisdictions’ rules for intermediated securities and the intermediated securities holding systems, such as the rules of the German, US, Korean, Japanese and Swiss systems, as well as the relevant EU regimes and initiatives. Above all, it analyses the two international instruments related to intermediated securities, i.e. the Geneva Securities Convention and the Hague Securities Convention. Through a functional comparative approach based upon legal traditions of the various jurisdictions, this book gives readers theoretical and practical information on intermediated securities and their national and international aspects.

Recommendations for Central Counterparties

Recommendations for Central Counterparties PDF Author: Group of Ten. Committee on Payment and Settlement Systems
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 80

Book Description


Securities Exchange Act of 1934 Release

Securities Exchange Act of 1934 Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 868

Book Description


U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

Book Description


Transnational Legal Orders

Transnational Legal Orders PDF Author: Terence C. Halliday
Publisher: Cambridge University Press
ISBN: 1107069920
Category : Business & Economics
Languages : en
Pages : 559

Book Description
Transnational Legal Orders offers an empirically grounded approach to the emergence of legal orders beyond nation-states that reframes the study of law and society.

Delivery Versus Payment in Securities Settlement Systems

Delivery Versus Payment in Securities Settlement Systems PDF Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 90

Book Description