The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2021 PDF Download

Author: Great Britain
Publisher:
ISBN: 9780348219517
Category :
Languages : en
Pages : 8

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Book Description
Enabling power: Financial Services and Markets Act 2000, ss. 21 (9) (10) (15), 22 (1) (5), 39 (1), 235 (5), 417 (1), 426, 427, 428 (3), sch. 2, para. 25. Issued: 28.01.2021. Sifted: -. Made: 27.01.2021. Laid: -. Coming into force: In accord. with art.1. Effect: S.I. 2001/544, 1062; 2005/1529 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780348215892) published 26.11.2020

Author: Great Britain
Publisher:
ISBN: 9780348234558
Category :
Languages : en
Pages : 12

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Book Description
Enabling power: Financial Services and Markets Act 2000, ss. 22 (1) (5), 38 (1) (3) (4), 235 (5), 426 (2) (a), 428 (3), sch. 2, para. 25 (1) (f) (2). Issued: 22.04.2022. Sifted: -. Made: 21.04.2022. Laid: 22.04.2022. Coming into force: In accord. with art. 1. Effect: 2000 c. 8 & SI. 2001/544, 1062, 1201; 2021/90 amended. Territorial extent & classification: E/W/S/NI. General

Author: Great Britain
Publisher:
ISBN: 9780348215892
Category :
Languages : en
Pages : 8

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Book Description
Enabling power: Financial Services and Markets Act 2000, ss. 21 (9)(10) (15), 22 (1) (5), 39 (1), 235 (5), 417 (1) (a), 426, 427, 428 (3), sch. 2, para. 25. Issued: 26.11.2020. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with art. 1. Effect: S.I. 2001/544, 1062, 1217 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament

Author: Great Britain
Publisher:
ISBN: 9780348236965
Category :
Languages : en
Pages : 0

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Enabling power: Financial Services and Markets Act 2000, ss. 22 (1) (5), 428 (3), sch. 2, para. 25. Issued: 30.06.2022. Sifted: -. Made: 29.06.2022. Laid: 30.06.2022. Coming into force: 21.07.2022. Effect: SI. 2001/544 amended. Territorial extent & classification: E/W/S/NI. General

Author: Great Britain
Publisher:
ISBN: 9780348227994
Category :
Languages : en
Pages :

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Enabling power: Financial Services and Markets Act 2000, s. 38. Issued: 11.10.2021. Sifted: -. Made: 08.10.2021. Laid: 11.10.2021. Coming into force: 01.11.2021. Effect: S.I. 2001/1201 amended. Territorial extent & classification: E/W/S/NI. General

Author: GREAT BRITAIN.
Publisher:
ISBN: 9780348223392
Category :
Languages : en
Pages : 4

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Enabling power: Financial Services and Markets Act 2000, s. 235 (5). Issued: 12.05.2021. Sifted: -. Made: 07.05.2021. Laid: 12.05.2021. Coming into force: 18.06.2021. Effect: S.I. 2001/1062 amended. Territorial extent & classification: E/W/S/NI. General

Author: Andrew Haynes
Publisher: Bloomsbury Publishing
ISBN: 1526517795
Category : Law
Languages : en
Pages : 510

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Book Description
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.

Author: GREAT BRITAIN.
Publisher:
ISBN: 9780348231816
Category :
Languages : en
Pages :

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Author: Great Britain
Publisher:
ISBN: 9780111188088
Category :
Languages : en
Pages : 4

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Book Description
Enabling power: Financial Services and Markets Act 2000, ss. 22 (1) (5), 428 (3). Issued: 05.07.2019. Sifted: -. Made: 01.07.2019. Laid: 02.07.2019. Coming into force: 23.07.2019. Effect: S.I. 2004/544 amended. Territorial extent & classification: E/W/S/NI. General

Author: Great Britain
Publisher:
ISBN: 9780348238099
Category :
Languages : en
Pages : 0

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Enabling power: Financial Services and Markets Act 2000, s. 141A (2) & Financial Services Act 2021, s. 45 (1) (3). Issued: 21.07.2022. Sifted: -. Made: 20.07.2022. Laid: 21.07.2022. Coming into force: 17.08.2022. Effect: SI. 2004/1862 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Commission Delegated Regulation (EU) 2015/35 amended