Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003; Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003; Draft Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2003; Draft Financial Services and Markets Act 2000 (Exemption) (Amendment) (No. 2) Order 2003 PDF Download
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Author: Great Britain: Parliament: House of Commons: 7th Standing Committee on Delegated Legislation Publisher: ISBN: 9780215265975 Category : Languages : en Pages :
Book Description
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003; Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003; Draft Financial Services and Markets Act 2000 (Financial Promotio
Author: Great Britain: Parliament: House of Commons: 7th Standing Committee on Delegated Legislation Publisher: ISBN: 9780215265975 Category : Languages : en Pages :
Book Description
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003; Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003; Draft Financial Services and Markets Act 2000 (Financial Promotio
Author: Great Britain Publisher: ISBN: 9780110756103 Category : Law Languages : en Pages : 20
Book Description
Enabling power: Financial Services and Markets Act 2000, ss. 22 (1) (5), 428 (3), sch. 2, para. 25. Issued: 31.01.2007. Made: 18.12.2006. Laid: 18.12.2006. Coming into force: 01.04.2007; 01.11.2007 in accord. with art. 1 (2). Effect: 1973 c.41; 1989 c.40; 2000 c. 11 & S.I. 1987/2117; 1990/1504 (N.I. 10); 2001/544, 1062, 1177, 2509; 2003/3075; 2005/1529 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes the S.I. of the same number and title issued on 22.12.2006 (ISBN 9780110755359) following approval by Parliament. EC note: This Order implements in part Directive 2004/39/EC on markets in financial instruments. Partially revoked by SI 2013/3115 (ISBN 9780111106976)
Author: Andrew Haynes Publisher: Bloomsbury Publishing ISBN: 1526517809 Category : Law Languages : en Pages : 517
Book Description
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author: Robert Merkin Publisher: CRC Press ISBN: 1135135533 Category : Law Languages : en Pages : 2002
Book Description
The Compendium of Insurance Law consolidates diverse insurance law sources, statutes and codes of practice in one comprehensive volume. Each piece of legislation is supplemented by detailed annotations, which explain the operation and relationship of the legislation with other sources of insurance law. The book is filled with comprehensive coverage of legislation relating to the following areas: regulation, reinsurance, life assurance, property insurance, marine insurance, liability insurance, motor insurance, insurance intermediaries, insurance contracts and competition.
Author: John Whittaker Publisher: Bloomsbury Publishing ISBN: 1526516683 Category : Law Languages : en Pages : 795
Book Description
The Law of Limited Liability Partnerships, Fifth Edition is an indispensable book for all those who advise on the legal and taxation aspects of incorporating and running an LLP. It combines concise description, practical guidance and penetrating analysis of problem areas. It also offers an international perspective through a comparative analysis of the UK LLP structure and those being enacted overseas in Canada, Dubai, India, Japan, Qatar, Singapore, the USA and other jurisdictions. Comprehensively setting out the law of LLPs in England and Wales, the Fifth Edition includes coverage and analysis of: - Newey J's decision in Hosking v Marathon Asset Management LLP [2017] on the application of the fiduciary forfeiture rule to LLP profit sharing - the Court of Appeal decision in Grupo Mexico de CV v Registrar of Companies [2019] on rectifying the companies and LLP registers - recognition of the limited liability of foreign LLPs in the light of the Privy Council decision in Investec Trust (Guernsey) Limited v Glenella Properties Limited [2018] - ICC Jones's decision in McTear v Eade [2019] in relation to provability of debts owed to members and insolvency setoff - decisions on section 214A of the Insolvency Act 1986 - further development of the law on repudiation of LLP agreements - the continuing development of the law on discretionary decision making in the light of the Supreme Court decision in BP Shipping v Braganza [2015] and on duties owed by LLP members - decisions on derivative claims in Harris v Microfusion 2003-2 LLP [2016] and Kallakis v AIB Group PLC [2020] - administration orders in Patley Wood Farm LLP v Brake [2016] Specialist contributors have written chapters on: Financial Services Regulation and LLPs; Taxation of LLPs; Members and Discrimination; and Whistleblower Protection.
Author: Great Britain: Parliament: House of Commons: 7th Standing Committee on Delegated Legislation
Author: Great Britain: Parliament: House of Commons: 7th Standing Committee on Delegated Legislation
Author: Great Britain
Author: Great Britain
Author: Great Britain
Author: Great Britain
Author: Great Britain
Author: Andrew Haynes
Author: Robert Merkin
Author: 
Author: John Whittaker