The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007 PDF Download

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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007 PDF Author: Great Britain
Publisher:
ISBN: 9780110781914
Category : Law
Languages : en
Pages : 8

Book Description
Enabling power: European Communities Act 1972, s. 2 (2). Issued: 31.07.2007. Made: 24.07.2007. Laid: 25.07.2007. Coming into force: 15.08.2007 & 01.11.2007 in accord. wih reg. 1 (2). Effect: S.I. 2007/126 amended. Territorial extent & classification: E/W/S/NI. General. EC notes: These Regulations implement in part Directive 2004/39/EC on markets in financial instruments. The Directive is also implemented by other statutory instruments including the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006 (S.I. 2006/3384) and by the Financial Services Authority using powers under the Financial Services and Markets Act 2000 (c. 8). The regs also partially replace the transitional provision made in regulation 7(3) of the principal Regulations for UK investment firms authorised to passport the non-core service of investment advice under Council Directive 93/22/EEC of on investment services in the securities field
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