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The Alternative Investment Fund Managers Regulations 2013

The Alternative Investment Fund Managers Regulations 2013 PDF Author: Great Britain
Publisher:
ISBN: 9780111101742
Category :
Languages : en
Pages : 76

Book Description
Enabling power: European Communities Act 1972, s. 2 (2) & Financial Services and Markets Act 2000, ss. 183, 188, 213 (10), 214 (5), 224 (4), 262, 349, 428 (3), sch. 3, paras 13 (1) (b), 14 (1) (b), 22 & Companies Act 2006, ss. 784, 785Issued: 24.07.2013. Made: 16.07.2013. Laid: -. Coming into force: 22.07.2013. Effect: 1964 C.33 (NI); 1973 c.41; 1989 c.40; 1994 c.23; 2000 C.8, c.11; 2006 c.46; 2008 c.12 (NI); 2011 c.25 & S.I. 1975/1023; 1990/1504 (NI.10); 1998/1870; 2001/544, 1060, 1062, 1177, 1201, 1227, 1228, 1783, 2188, 2509, 2511, 3755; 2004/1450, 1862; 2005/1529; 2009/3001; 2012/2554; 2013/419, 637, 1119 amended & 2003/1181 revoked. Territorial extent & classification: E/W/S/NI. General. With correction slip dated December 2014. Supersedes draft SI (ISBN 9780111540206) issued 12/06/13. Partially revoked by SI 2013/3115 (ISBN 9780111106976)

The Alternative Investment Fund Managers Regulations 2013

The Alternative Investment Fund Managers Regulations 2013 PDF Author: Great Britain
Publisher:
ISBN: 9780111101742
Category :
Languages : en
Pages : 76

Book Description
Enabling power: European Communities Act 1972, s. 2 (2) & Financial Services and Markets Act 2000, ss. 183, 188, 213 (10), 214 (5), 224 (4), 262, 349, 428 (3), sch. 3, paras 13 (1) (b), 14 (1) (b), 22 & Companies Act 2006, ss. 784, 785Issued: 24.07.2013. Made: 16.07.2013. Laid: -. Coming into force: 22.07.2013. Effect: 1964 C.33 (NI); 1973 c.41; 1989 c.40; 1994 c.23; 2000 C.8, c.11; 2006 c.46; 2008 c.12 (NI); 2011 c.25 & S.I. 1975/1023; 1990/1504 (NI.10); 1998/1870; 2001/544, 1060, 1062, 1177, 1201, 1227, 1228, 1783, 2188, 2509, 2511, 3755; 2004/1450, 1862; 2005/1529; 2009/3001; 2012/2554; 2013/419, 637, 1119 amended & 2003/1181 revoked. Territorial extent & classification: E/W/S/NI. General. With correction slip dated December 2014. Supersedes draft SI (ISBN 9780111540206) issued 12/06/13. Partially revoked by SI 2013/3115 (ISBN 9780111106976)

Draft Alternative Investment Fund Managers Regulations 2013

Draft Alternative Investment Fund Managers Regulations 2013 PDF Author: Great Britain. Parliament. House of Commons. Fourth Delegated Legislation Committee
Publisher:
ISBN: 9780215059499
Category :
Languages : en
Pages :

Book Description


The Alternative Investment Fund Managers (Amendment Etc. ) (EU Exit) Regulations 2019

The Alternative Investment Fund Managers (Amendment Etc. ) (EU Exit) Regulations 2019 PDF Author: Great Britain
Publisher:
ISBN: 9780111181812
Category :
Languages : en
Pages : 48

Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 27.02.2019. Sifted: -. Made: 19.02.2019. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2013/1773, 1797 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Commission Delegated Regulation (EU) no. 231/2013; Commission Implementing Regulation (EU) no. 447/2013; Commission Implementing Regulation (EU) no. 448/2013; Commission Delegated Regulation (EU) no. 2015/514 amended. Supersedes draft S.I. (ISBN 9780111175323) issued 03.12.2018

ALTERNATIVE INVESTMENT FUND MANAGERS (AMENDMENT) REGULATIONS 2018

ALTERNATIVE INVESTMENT FUND MANAGERS (AMENDMENT) REGULATIONS 2018 PDF Author: GREAT BRITAIN.
Publisher:
ISBN: 9780111165188
Category :
Languages : en
Pages :

Book Description


The Alternative Investment Fund Managers (Amendment Etc. ) (EU Exit) Regulations 2018

The Alternative Investment Fund Managers (Amendment Etc. ) (EU Exit) Regulations 2018 PDF Author: Great Britain
Publisher:
ISBN: 9780111175323
Category :
Languages : en
Pages : 48

Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 03.12.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2013/1773, 1797 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in order to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union (including deficiencies under paragraphs (a), (b), (c), (d), (e), (f) and (g) of section 8 (2) of that Act

The Alternative Investment Fund Managers Directive

The Alternative Investment Fund Managers Directive PDF Author: Dirk A. Zetzsche
Publisher: Kluwer Law International B.V.
ISBN: 9041149953
Category : Law
Languages : en
Pages : 907

Book Description
Apart from MiFID, the Alternative Investment Fund Managers Directive (AIFMD) may be the most important European asset management regulation of the early twenty-first century. In this in-depth analytical and critical discussion of the content and system of the directive, thirty-eight contributing authors – academics, lawyers, consultants, fund supervisors, and fund industry experts – examine the AIFMD from every angle. They cover structure, regulatory history, scope, appointment and authorization of the manager, the requirements for depositaries and prime brokers, rules on delegation, reporting requirements, transitional provisions, and the objectives stipulated in the recitals and other official documents. The challenging implications and contexts they examine include the following: – connection with systemic risk and the financial crisis; - nexus with insurance for negligent conduct; - connection with corporate governance doctrine; - risk management; - transparency; - the cross-border dimension; - liability for lost assets; - impact on alternative investment strategies, and - the nexus with the European Regulation on Long-Term Investment Funds (ELTIFR). Nine country reports, representing most of Europe’s financial centres and fund markets add a national perspective to the discussion of the European regulation. These chapters deal with the potential interactions among the AIFMD and the relevant laws and regulations of Austria, France, Germany, Italy, Luxembourg, Liechtenstein, The Netherlands, Malta and the United Kingdom. The second edition of the book continues to deliver not only the much-needed discussion of the inconsistencies and difficulties when applying the directive, but also provides guidance and potential solutions to the problems it raises. The second edition considers all new developments in the field of alternative investment funds, their managers, depositaries, and prime brokers, including, but not limited to, statements by the European Securities and Markets Authority (ESMA) and national competent authorities on the interpretation of the AIFMD, as well as new European regulation, in particular the PRIIPS Regulation, the ELTIF Regulation, the Regulation on European Venture Capital Funds (EuVeCaR), the Regulation on European Social Entrepreneurship Funds (EUSEFR), MiFID II, and UCITS V. The book will be warmly welcomed by investors and their counsel, fund managers, depositaries, asset managers, administrators, as well as regulators and academics in the field.

Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Corporate Finance Law

Corporate Finance Law PDF Author: Louise Gullifer
Publisher: Bloomsbury Publishing
ISBN: 1782259600
Category : Law
Languages : en
Pages : 931

Book Description
The second edition of this acclaimed book continues to provide a discussion of key theoretical and policy issues in corporate finance law. Fully updated, it reflects developments in the law and the markets in the continuing aftermath of the Global Financial Crisis. One of its distinctive features is that it gives equal coverage to both the equity and debt sides of corporate finance law, and seeks, where possible, to compare the two. This book covers a broad range of topics regarding the debt and equity-raising choices of companies of all sizes, from SMEs to the largest publicly traded enterprises, and the mechanisms by which those providing capital are protected. Each chapter analyses the present law critically so as to enable the reader to understand the difficulties, risks and tensions in this area of law, and the attempts made by the legislature and the courts, as well as the parties involved, to deal with them. This book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law.

Twelfth Report of Session 2013-14

Twelfth Report of Session 2013-14 PDF Author: Great Britain: Parliament: Joint Committee on Statutory Instruments
Publisher: Stationery Office Books (TSO)
ISBN: 9780108551482
Category :
Languages : en
Pages : 32

Book Description


The Collective Investment Schemes (Amendment Etc. ) (EU Exit) Regulations 2019

The Collective Investment Schemes (Amendment Etc. ) (EU Exit) Regulations 2019 PDF Author: Great Britain
Publisher:
ISBN: 9780111177259
Category :
Languages : en
Pages : 36

Book Description
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 20.12.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: 2000 c.8 amended; S.I. 1975/1023; 2001/1060, 1062, 1228, 2636, 3592 ; 2004/2095; 2011/1613; draft Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2018; SSI. 2013/50; S.R. 1979/195 amended & S.I. 2001/2383 revoked. Territorial extent & classification: E/W/S/NI. EC note: Commission Regulation (EU) 2010/583; 2016/438 amended. For approval by resolution of each House of Parliament