Technical Report on Market Integrity PDF Download

Author: Financial Action Task Force
Publisher:
ISBN:
Category : International finance
Languages : en
Pages :

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Author:
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages :

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The Reserve Bank of India's Standing Committee on International Financial Standards and Codes commissioned a report from an internal technical group on market integrity. This report provides an assessment of India's position with respect to G-7 principles on Market Integrity and Recommendations of the Financial Action Task Force (FATF) on anti-money laundering and terrorist financing, which serve as the benchmark in this regard. The report also provides an overview of international efforts to combat money laundering, briefly reviews the existing laws and regulations for the purposes of detection and law enforcement against criminal activities in the financial sector and notes recent initiatives taken for prevention of money laundering.

Author: India. Technical Group on Market Integrity
Publisher:
ISBN:
Category : International finance
Languages : en
Pages : 166

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With special reference to money laundering; in the Indian context.

Author: Anna-Carina Salger
Publisher: Walter de Gruyter GmbH & Co KG
ISBN: 311066187X
Category : Law
Languages : en
Pages : 318

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This book explores the pressing topic of dark trading. Following new EU legislation regulating financial markets (MiFID II and MiFIR), it traces the development of off-market securities trading (“dark trading”), analyzes economic studies of this development, and positions the resulting regulatory framework of the EU over against that of the US. The study closes with proposals for reform that provide new impetus for further academic discussion.

Author: Robert A. Schwartz
Publisher: Springer
ISBN: 3030028712
Category : Business & Economics
Languages : en
Pages : 102

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This book explores the integrity of equity markets, addressing such issues as the exchange vs. customer perspective on price discovery and the ways market participants deal with key regulatory concerns. Do market practitioners pass the integrity test? How does “market integrity” play out globally? What is the overall veracity of the marketplace? These are some of the key questions considered in this volume from the viewpoints of traders, economists, financial market strategists and exchange representative. Titled after the Baruch College Financial Markets Conference, Market Integrity: Do Our Equity Markets Pass the Test?, this book is of interest to market practitioners, trading professionals, academics and students in the field of financial markets. The Zicklin School of Business Financial Markets Series presents the insights emerging from a sequence of conferences hosted by the Zicklin School at Baruch College for industry professionals, regulators and scholars. Much more than historical documents, the transcripts from the conferences are edited for clarity, perspective and context; material and comments from subsequent interviews with the panelists and speakers are integrated for a complete thematic presentation. Each book is focused on a well-delineated topic, but all deliver broader insights into the quality and efficiency of the U.S. equity markets and the dynamic forces changing them.

Author: Janet Austin
Publisher:
ISBN:
Category :
Languages : en
Pages : 54

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Stock exchanges and trading on them has changed dramatically in the last few decades as markets for securities have fragmented, trading volumes have escalated and the opportunities to trade in different markets and across international borders has increased. These changes to the markets have been driven principally by a focus on improving market efficiency, liquidity and investor choice rather than protecting the integrity (or fairness) of the markets. Yet some of these changes may have had an adverse impact on market integrity and, in particular, may have increased the ability of market participants to engage in market abuse such as insider trading and market manipulation. In response to these changes, securities regulators have endeavoured to adapt to this new trading environment, but has the reaction of regulators been satisfactory to protect the fairness of markets? This article seeks to explore this question by outlining the changes, considering how they may have impacted upon market integrity and analysing the regulatory response. Finally this article argues that to successfully maintain and improve market integrity considerably more needs to be done to improve the collection, exchange and analysis of information to maintain effective market oversight.

Author: Janet Austin
Publisher: Edward Elgar Publishing
ISBN: 1786436426
Category : Insider trading in securities
Languages : en
Pages : 286

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This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.

Author:
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 476

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Author: Greg N. Gregoriou
Publisher: Academic Press
ISBN: 0128023627
Category : Business & Economics
Languages : en
Pages : 495

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This comprehensive examination of high frequency trading looks beyond mathematical models, which are the subject of most HFT books, to the mechanics of the marketplace. In 25 chapters, researchers probe the intricate nature of high frequency market dynamics, market structure, back-office processes, and regulation. They look deeply into computing infrastructure, describing data sources, formats, and required processing rates as well as software architecture and current technologies. They also create contexts, explaining the historical rise of automated trading systems, corresponding technological advances in hardware and software, and the evolution of the trading landscape. Developed for students and professionals who want more than discussions on the econometrics of the modelling process, The Handbook of High Frequency Trading explains the entirety of this controversial trading strategy. Answers all questions about high frequency trading without being limited to mathematical modelling Illuminates market dynamics, processes, and regulations Explains how high frequency trading evolved and predicts its future developments

Author: India. Standing Committee on International Financial Standards and Codes
Publisher:
ISBN:
Category : Finance
Languages : en
Pages : 178

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