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Author: Urs Zulauf Publisher: Dike Publishers ISBN: 9783037515723 Category : Capital market Languages : en Pages : 0
Book Description
This book provides a comprehensive overview of Swiss financial market legislation and supervision, presenting the main market and regulatory actors. The book describes the market organization, financial products, market participants, cross-sector rules (such as AML and financial markets insolvency regulation), as well as the financial market supervision and enforcement in Switzerland. International aspects and the increasing influence of international standards and regulation are addressed. The text is based on the German version of November 2012, which was updated in May 2013. (Series: Swiss Law in a Nutshell)
Author: Urs Zulauf Publisher: Dike Publishers ISBN: 9783037515723 Category : Capital market Languages : en Pages : 0
Book Description
This book provides a comprehensive overview of Swiss financial market legislation and supervision, presenting the main market and regulatory actors. The book describes the market organization, financial products, market participants, cross-sector rules (such as AML and financial markets insolvency regulation), as well as the financial market supervision and enforcement in Switzerland. International aspects and the increasing influence of international standards and regulation are addressed. The text is based on the German version of November 2012, which was updated in May 2013. (Series: Swiss Law in a Nutshell)
Author: Henri B. Meier Publisher: John Wiley & Sons ISBN: 1118238532 Category : Business & Economics Languages : en Pages : 352
Book Description
A timely guide to the complex financial markets and banking secrecy of Switzerland Since 1934, when Switzerland's federal bank secrecy law was passed, the line between myth and reality with regard to Swiss banking has been blurred. But over the past decade, there have been dramatic changes in the pressures brought to bear on all facets of the Swiss financial markets and banking sector. Recent developments and agreements have potentially weakened Swiss banking secrecy, and with that said, it is time for a book that lays out the history of Swiss bank secrecy and puts these twenty-first century changes in perspective. Swiss Finance is a thorough overview of the Swiss financial markets and the banking secrecy this country has become known for. It covers key topics to practitioners both abroad and in the United States involved in Swiss banking and the Swiss financial markets. Discusses what the Euro-debt crisis may mean for the role of Switzerland as a financial powerhouse Reveals how new secrecy agreements with the United States and Germany will impact private wealth management Addresses Asian competition for wealth management and tax havens Switzerland is one of the largest financial markets in the world and a global power in private wealth administration. Whether you're a private wealth advisor, Swiss or U.S. banker, or other finance practitioner involved in the Swiss market, this guide is essential reading if you intend on achieving future success in this arena.
Author: Peter Nobel Publisher: Springer ISBN: 9789041198716 Category : Law Languages : en Pages : 0
Book Description
The book renders a basic overview, in the English language, of current issues and problems in international and Swiss finance market law for both an international and national readership. The first part is concerned with basic facts and figures and the international framework upon which Swiss finance market law is based (in particular, the IMF, WTO, GATS, BIS, IOSCO etc., as well as EU law), followed by an overview of the events regarding dormant accounts. The second part elaborates on the SNB, the FBC and the Swiss banking and securities law (including takeover law). Separate chapters are devoted to the securities alliances, the corporation as a finance instrument and investment funds. Finally, the book covers relevant criminal law subjects in the finance field, banking confidentiality and administrative and legal assistance.
Author: International Monetary Fund. Monetary and Capital Markets Department Publisher: International Monetary Fund ISBN: 1498322360 Category : Business & Economics Languages : en Pages : 82
Book Description
Financial Sector Assessment Program; Technical Note-Insurance Regulation and Supervision
Author: Jean-Baptiste Zufferey Publisher: Springer ISBN: Category : Business & Economics Languages : en Pages : 360
Book Description
Profound changes in the financial markets have caused many lawmakers to modernise their legislation. This work provides a fundamental analysis of the questions raised by the laws ruling trading systems. In doing so, it defines such terms as: stock exchange analogous system protection of investors protection of the market function It also offers answers to questions such as: What trading rules do the financial intermediaries (banks) have to observe? What objectives should be pursued by lawmakers? What role is to be left to competition? What should be left to self-regulation? This work takes both a critical and comparative approach, looking in particular at Anglo-Saxon, Continental, and European legislation. it provides a comparative analysis of each subject covered, including the advantages and disadvantages that exist in the diverse legal solutions envisaged, As well as the current state of the various controversies in the existing doctrine.
Author: International Monetary Fund Publisher: International Monetary Fund ISBN: 1451807260 Category : Business & Economics Languages : en Pages : 76
Book Description
This paper presents key findings of Switzerland’s Financial System Stability Assessment, including Reports on the Observance of Standards and Codes on Banking Supervision, Securities Regulation, Insurance Regulation, Payment Systems, and Monetary and Financial Policy Transparency. Overall, financial institutions in Switzerland are well capitalized, but the risks of the current environment should not be underestimated. The large internationally active banks have suffered from the recent asset market volatility and the global economic slowdown. The domestically oriented banks are well capitalized, but their lower level of underlying profitability makes them sensitive to the economic cycle.
Author: Henri B. Meier Publisher: ISBN: Category : Banks and banking Languages : en Pages : 140
Book Description
Describes the institutions which colled and distribute funds, as well as business law and govt's role in the capital market. Discusses taxes the Swiss france, the capital market instruments and major investment opportunities.
Author: International Monetary Fund. Monetary and Capital Markets Department Publisher: International Monetary Fund ISBN: 1498375898 Category : Business & Economics Languages : en Pages : 169
Book Description
This Detailed Assessment of Compliance on the Basel Core Principles for Effective Banking Supervision on Switzerland discusses that significant portions of guidance and legislation related to qualitative risk management and control standards are not as detailed or comprehensive as in many other major countries and need to be updated and selectively strengthened. Supervisory risk assessments and guidance to auditors, as the extended supervisory arm of the Swiss Financial Market Supervisory Authority (FINMA), need to be further materially improved, beyond what is now envisioned. Additional skilled resources within FINMA are necessary to meet these goals and to conduct more on-site supervisory work. The responsibilities and objectives of FINMA that emphasize protecting creditors, investors and insured persons, as well as ensuring proper functioning of the financial market, should be clearly stated in legislation as pre-eminent. It is recommended to increase FINMA resources, especially for on-site inspection and risk expertise. Clarify and limit the cases in which the Board can become involved in supervisory decisions and improve conflict code.
Author: Urs Zulauf
Author: Urs Zulauf
Author: Henri B. Meier
Author: Peter Nobel
Author: Daniel Daeniker
Author: International Monetary Fund. Monetary and Capital Markets Department
Author: Lukas Beeler
Author: Jean-Baptiste Zufferey
Author: International Monetary Fund
Author: Henri B. Meier
Author: International Monetary Fund. Monetary and Capital Markets Department