Fundamentals of Securities Regulation PDF Download

Author: Louis Loss
Publisher: Aspen Publishers Online
ISBN: 073554199X
Category : Securities
Languages : en
Pages : 1646

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Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 754

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Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 880

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Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 800

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Book Description
The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.

Author: James D. Cox
Publisher: Aspen Publishing
ISBN:
Category : Law
Languages : en
Pages : 1220

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Securities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement

Author:
Publisher: Aspen Publishing
ISBN: 1543858791
Category : Law
Languages : en
Pages : 1196

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Book Description
Designed specifically for the securities regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for securities regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials. New to the 2022 Edition: Securities Exchange Act of 1934, Section 21: Investigations; Injunctions and Prosecution of Offenses, updated to authorize the Securities Exchange Commission (SEC) to seek disgorgement of unjust enrichment received as the result of certain violations of the Act, rules and regulations thereunder, and SEC cease-and-desist orders. Schedule 14A, Information Required in Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934, updated to require the use of universal proxy cards in contested elections that include all director nominees up for election at shareholder meetings, as well as to modernize filing fee disclosures and payment methods. Latest updates to statutes, rules, regulations, and forms.

Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 830

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Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 692

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Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 128

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Author: Office of The Federal Register, Enhanced by IntraWEB, LLC
Publisher:
ISBN: 9780160917714
Category : Law
Languages : en
Pages : 836

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Book Description
The Code of Federal Regulations Title 17 contains the codified Federal laws and regulations that are in effect as of the date of the publication pertaining to the financial markets / commodity futures and securities exchanges.