Author: Fritz MachlupPublisher: Ludwig von Mises Institute
ISBN: 1610163354
Category : Capital
Languages : en
Pages : 432
Book Description
The Stock Market, Credit and Capital Formation
Author: Fritz MachlupPublisher: Ludwig von Mises Institute
ISBN: 1610163354
Category : Capital
Languages : en
Pages : 432
Book Description
Corporate Finance and the Securities Laws
Author: Charles J. JohnsonPublisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154
Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Securities Market Issues for the 21st Century
Author: Merritt B. FoxPublisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476
Book Description
Risk-Based Capital
Author: Lawrence D. CluffPublisher: DIANE Publishing
ISBN: 0788186701
Category :
Languages : en
Pages : 187
Book Description
Securities Regulation
Author: Alan R. PalmiterPublisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 564
Book Description
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Legislative Proposals to Enhance Capital Formation and Reduce Regulatory Burdens
Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored EnterprisesPublisher:
ISBN:
Category : Capital market
Languages : en
Pages : 152
Book Description
State Regulation of Capital Formation and Securities Transactions
Author: U.S. Regulation of the International Securities and Derivatives Markets
Author: Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
Book Description
Joint Report on the Government Securities Market
Author: United States. Department of the TreasuryPublisher: Treasury
ISBN:
Category : Business & Economics
Languages : en
Pages : 208
Book Description
Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies
Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored EnterprisesPublisher:
ISBN:
Category : Capital market
Languages : en
Pages : 98
Book Description