Author: James D. CoxPublisher: Aspen Publishing
ISBN:
Category : Law
Languages : en
Pages : 1220
Book Description
Securities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement
Securities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement
Author: James D. CoxPublisher: Aspen Publishing
ISBN:
Category : Law
Languages : en
Pages : 1220
Book Description
Securities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement
Securities Regulation
Author: Thomas Lee HazenPublisher:
ISBN: 9780314161826
Category : Securities
Languages : en
Pages : 1913
Book Description
Securities Regulation
Author: James D. CoxPublisher: Wolters Kluwer
ISBN: 9781543847246
Category : Law
Languages : en
Pages : 0
Book Description
Securities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
Securities Regulation
Author: Thomas Lee HazenPublisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1090
Book Description
This abridged version of the text is ideal for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials for most introductory securities regulation classes. The standard edition contains the latest Securities and Exchange Commission rulemaking, including its new executive compensation disclosures, which are not available in many statutory supplements. The text is comprehensive and is presented in a readable format, with many user-friendly features, including single- rather than double-column format and an index that makes the material more accessible than in many other statutory supplements.
Securities Regulation, Selected Statutes, Rules and Forms, 2022 Edition
Author: Thomas HazenPublisher: West Academic Publishing
ISBN: 9781647088675
Category :
Languages : en
Pages : 1897
Book Description
Receive complimentary lifetime digital access to the eBook with new print purchase. Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2021.
Securities Regulation
Author: Publisher: Aspen Publishing
ISBN: 1543858791
Category : Law
Languages : en
Pages : 1196
Book Description
Designed specifically for the securities regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for securities regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials. New to the 2022 Edition: Securities Exchange Act of 1934, Section 21: Investigations; Injunctions and Prosecution of Offenses, updated to authorize the Securities Exchange Commission (SEC) to seek disgorgement of unjust enrichment received as the result of certain violations of the Act, rules and regulations thereunder, and SEC cease-and-desist orders. Schedule 14A, Information Required in Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934, updated to require the use of universal proxy cards in contested elections that include all director nominees up for election at shareholder meetings, as well as to modernize filing fee disclosures and payment methods. Latest updates to statutes, rules, regulations, and forms.
Securities Regulation: Selected Statutes, Rules, and Forms, 2015 Statutory Supplement
Author: James D. CoxPublisher: Aspen Publishers
ISBN: 9781454859154
Category : Securities
Languages : en
Pages : 0
Book Description
Securities Regulation: Selected Statutes, Rules, and Forms, 2015 Statutory Supplement
Securities Regulation: Selected Statutes, Rules, and Forms 2024 Supplement
Author: James D. CoxPublisher: Aspen Publishing
ISBN:
Category : Law
Languages : en
Pages : 1814
Book Description
Amendments to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incidents by public companies that are subject to the reporting requirements of the Securities Exchange Act of 1934. Amendments to enhance investor protections in initial public offerings by Special Purpose Acquisition Companies (SPACs). Amendments to modernize and improve disclosure about repurchases of an issuer’s equity securities that are registered under the Exchange Act (Repurchase Rule). Amendments to update Regulation 13D-G to require market participants to provide more timely information on their positions to meet the needs of investors in today’s financial markets. Amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. Latest updates to statutes, rules, regulations, and forms.
Securities Regulation
Author: Richard W. JenningsPublisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Securities Regulation
Author: James D. CoxPublisher: Aspen Publishing
ISBN: 145488245X
Category : Law
Languages : en
Pages : 1158
Book Description
Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement