Author: Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 444
Book Description
Securities Regulation & Law Report
Author: Securities Regulation in Cyberspace, Third Edition
Author: Publisher: Wolters Kluwer
ISBN: 0735554218
Category :
Languages : en
Pages : 1034
Book Description
The Law of Securities Regulation
Author: Thomas Lee HazenPublisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1194
Book Description
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Securities Regulation and Law Report
Author: Bureau of National Affairs. Washington, DC.Publisher:
ISBN:
Category :
Languages : en
Pages :
Book Description
Federal Securities Law Reporter
Author: Securities Regulation
Author: James D. CoxPublisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 194
Book Description
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.
Securities Regulation in a Nutshell
Author: Thomas Lee HazenPublisher:
ISBN: 9780314269966
Category : Securities
Languages : en
Pages : 0
Book Description
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
Securities Regulation in Cyberspace
Author: Howard M. FriedmanPublisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 1066
Book Description
Securities Regulation
Author: Alan R. PalmiterPublisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 564
Book Description
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Federal Securities Law Reporter
Author: Commerce Clearing HousePublisher:
ISBN:
Category : Forms (Law)
Languages : en
Pages :
Book Description