Securities Fraud Liability of Secondary Actors PDF Download

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Securities Fraud Liability of Secondary Actors

Securities Fraud Liability of Secondary Actors PDF Author: Susan D. Sawtelle
Publisher: DIANE Publishing
ISBN: 1437989357
Category : Business & Economics
Languages : en
Pages : 47

Book Description

Securities Fraud Liability of Secondary Actors

Securities Fraud Liability of Secondary Actors PDF Author: Susan D. Sawtelle
Publisher: DIANE Publishing
ISBN: 1437989357
Category : Business & Economics
Languages : en
Pages : 47

Book Description

Securities Litigation

Securities Litigation PDF Author:
Publisher: Section of Litigation
ISBN: 9780897079242
Category : Actions and defenses
Languages : en
Pages : 174

Book Description

Securities Exchange Act of 1934 Release

Securities Exchange Act of 1934 Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 868

Book Description

Director Liability in Agricultural Cooperatives

Director Liability in Agricultural Cooperatives PDF Author: Douglas Fee
Publisher:
ISBN:
Category : Agriculture, Cooperative
Languages : en
Pages : 52

Book Description

The Securities Litigation Review

The Securities Litigation Review PDF Author: William Savitt
Publisher:
ISBN: 9781910813645
Category :
Languages : en
Pages : 310

Book Description

Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Treatise on the Law of Securities Regulation

Treatise on the Law of Securities Regulation PDF Author: Thomas Lee Hazen
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 842

Book Description

SEC News Digest

SEC News Digest PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644

Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

Public Company Deskbook

Public Company Deskbook PDF Author: Robert E. Buckholz, Jr.
Publisher:
ISBN: 9781402423154
Category :
Languages : en
Pages : 0

Book Description
Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.

Accounting Irregularities and Financial Fraud

Accounting Irregularities and Financial Fraud PDF Author: Michael R. Young
Publisher: Aspen Law & Business Publishers
ISBN: 9780735526914
Category : Business & Economics
Languages : en
Pages : 337

Book Description
An indispensable 'how-to' book on dealing with, and preventing, a professional disaster. It teaches the origins of accounting irregularities, how fraud goes undetected, what to do when problems surface, and how to prevent inconsistencies. All relevant material is covered and includes real-world instances of financial fraud. Includes a practical FREE CD-ROM!
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