Securities Law Handbook PDF Download

Author: Harold S. Bloomenthal
Publisher:
ISBN: 9780836613193
Category : Securities
Languages : en
Pages :

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Author:
Publisher:
ISBN:
Category :
Languages : en
Pages :

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Author: Harold S. Bloomenthal
Publisher:
ISBN: 9780876323533
Category : Securities
Languages : en
Pages : 478

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Author: Robert A. Fippinger
Publisher:
ISBN:
Category : Bonds
Languages : en
Pages : 480

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Author: Marc I. Steinberg
Publisher: Oxford University Press
ISBN: 0197583148
Category : Law
Languages : en
Pages : 361

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Book Description
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--

Author: Marcus Best
Publisher:
ISBN: 9789041132345
Category : Securities
Languages : en
Pages : 0

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Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much relied upon source of information for global investors. In this, the third edition, the objective

Author: Gary M. Brown
Publisher:
ISBN: 9781402418969
Category : Going public (Securities)
Languages : en
Pages : 0

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In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations

Author: Harold S. Bloomenthal
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Author: William A. Kelley
Publisher: ALI-ABA
ISBN: 9780831807894
Category : Business & Economics
Languages : en
Pages : 254

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Author: New Zealand
Publisher:
ISBN: 9780864726711
Category : Corporation law
Languages : en
Pages :

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Book Description
Brookers Company and Securities Law Handbook 2009 consolidates in two volumes the key legislation relevant to the areas of company and securities law. With 24 tabs and six blanks for your own reference, a comprehensive subject index and an alphabetical list of legislation, this portable and convenient handbook ensures quick and easy access to the information you need. This Handbook contains extensive 'full form' history and editorial notes, a table of statutes and regulations, and future amendment pending notes. It is the most comprehensive collection of company and securities law legislation available in bound form. Practitioners, students and anyone who refers to a particular area of law on a regular basis will find this handbook an invaluable reference tool. New to the 2009 edition: Financial Advisers Act 2008; Financial Service Providers (Registration and Dispute Resolution) Act 2008; Financial Transactions Reporting (Interpretation) Regulations 2008; High Court Rules (companies provisions); Limited Partnerships Act 2008.