Securities Law Deskbook PDF Download

Author: Herrick K. Lidstone, Jr.
Publisher:
ISBN: 9781930993051
Category :
Languages : en
Pages : 900

View

Book Description

Author: Robert Anderson
Publisher:
ISBN: 9781930993716
Category : Civil procedure
Languages : en
Pages :

View

Book Description

Author: Gary M. Brown
Publisher:
ISBN: 9781402418969
Category : Going public (Securities)
Languages : en
Pages : 0

View

Book Description
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations

Author: Herrick K. Lidstone
Publisher:
ISBN: 9781932779370
Category : Securities
Languages : en
Pages :

View

Book Description

Author: Harold S. Bloomenthal
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1544

View

Book Description

Author: David M. Brodsky
Publisher:
ISBN: 9781574000320
Category : Law
Languages : en
Pages : 516

View

Book Description
Disk contains forms from the printed text in WordPerfect 5.1 format.

Author: Harold S. Bloomenthal
Publisher: Clark Boardman Callaghan
ISBN: 9780876328767
Category : Corporation law
Languages : en
Pages :

View

Book Description

Author:
Publisher:
ISBN:
Category :
Languages : en
Pages :

View

Book Description

Author: Harold S. Bloomenthal
Publisher:
ISBN: 9780876323533
Category : Securities
Languages : en
Pages : 478

View

Book Description

Author: Marcus Best
Publisher:
ISBN: 9789041154422
Category : Effectenhandel
Languages : en
Pages : 0

View

Book Description
Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much-relied-upon source of information for global investors. In this fourth edition, the goal is again to provide a comprehensive, reliable and up-to-date guide to the relevant issues encountered in the issue and offering of cross-border securities in the most significant financial markets. Since its first edition, the ‘International Securities Law Handbook’ has answered the need for a user-friendly source of information covering the most significant jurisdictions. Now fully updated and with first-time contributions from Chile, Colombia, Italy, Poland, Russia and Thailand, this invaluable reference presents the key elements of securities law and regulations in 39 jurisdictions. Country chapters, each written by a local expert in securities law, appear alphabetically. Each jurisdiction is presented in a consistent format, covering the topics most relevant to overseas investors and their advisers, so that information on specific issues can be easily found and compared from country to country.