Author: Richard J. Hillman
Publisher: DIANE Publishing
ISBN: 9780756716813
Category : Business & Economics
Languages : en
Pages : 100
Book Description
Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Securities Investor Protection
Author: Richard J. Hillman
Publisher: DIANE Publishing
ISBN: 9780756716813
Category : Business & Economics
Languages : en
Pages : 100
Book Description
Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Publisher: DIANE Publishing
ISBN: 9780756716813
Category : Business & Economics
Languages : en
Pages : 100
Book Description
Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Securities Investor Protection Corporation
Author:
Publisher:
ISBN:
Category : Investment guaranty insurance
Languages : en
Pages : 16
Book Description
Publisher:
ISBN:
Category : Investment guaranty insurance
Languages : en
Pages : 16
Book Description
Securities investor protection update on matters related to the Securities Investor Protection Corporation.
Author:
Publisher: DIANE Publishing
ISBN: 1428943145
Category :
Languages : en
Pages : 42
Book Description
Publisher: DIANE Publishing
ISBN: 1428943145
Category :
Languages : en
Pages : 42
Book Description
Securities Investor Protection
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 100
Book Description
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 100
Book Description
SIPC and Customer Protection
Author: Securities Investor Protection Corporation
Publisher:
ISBN:
Category : Investment guaranty insurance
Languages : en
Pages : 14
Book Description
Publisher:
ISBN:
Category : Investment guaranty insurance
Languages : en
Pages : 14
Book Description
Annual Report - Securities Investor Protection Corporation
Author: Securities Investor Protection Corporation
Publisher:
ISBN:
Category :
Languages : en
Pages : 44
Book Description
Publisher:
ISBN:
Category :
Languages : en
Pages : 44
Book Description
Securities Investor Protection Act Amendment
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Publisher:
ISBN:
Category : Bankruptcy
Languages : en
Pages : 48
Book Description
Publisher:
ISBN:
Category : Bankruptcy
Languages : en
Pages : 48
Book Description
Securities Investor Protection Corporation [guide
Author: Securities Investor Protection Corporation
Publisher:
ISBN:
Category : Bankruptcy
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Bankruptcy
Languages : en
Pages :
Book Description
Assessing the Limitations of the Securities Investor Protection Act
Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 172
Book Description
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 172
Book Description
Securities Investor Protection
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 108
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 108
Book Description