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Securities Fraud

Securities Fraud PDF Author: Louis L. Straney
Publisher: John Wiley & Sons
ISBN: 0470601574
Category : Business & Economics
Languages : en
Pages : 210

Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Securities Fraud

Securities Fraud PDF Author: Louis L. Straney
Publisher: John Wiley & Sons
ISBN: 0470601574
Category : Business & Economics
Languages : en
Pages : 210

Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Book Description


Securities Fraud

Securities Fraud PDF Author: Louis L. Straney
Publisher: John Wiley & Sons
ISBN: 0470601574
Category : Business & Economics
Languages : en
Pages : 210

Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Expanding Enforcement Options -- the Securities Fraud Approach

Expanding Enforcement Options -- the Securities Fraud Approach PDF Author: Joseph C. Long
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 56

Book Description


"Fraud" and Civil Liability Under the Federal Securities Laws

Author: Louis Loss
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 76

Book Description


Securities Crimes

Securities Crimes PDF Author: Marvin G. Pickholz
Publisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :

Book Description


The Vigilant Investor

The Vigilant Investor PDF Author: Pat Huddleston
Publisher: AMACOM Div American Mgmt Assn
ISBN: 0814417507
Category : Business & Economics
Languages : en
Pages : 257

Book Description
Huddleston explains why we fall for investment scams, how con artists play on the human tendencies we all share, and what we can do to protect ourselves from predators.

The Valuation Treadmill

The Valuation Treadmill PDF Author: James J. Park
Publisher: Cambridge University Press
ISBN: 1108837182
Category : Law
Languages : en
Pages : 199

Book Description
This book analyzes paradigmatic securities frauds to show how market pressure to deliver short-term results incentivizes companies to deceive investors.

Penny Stock Market Fraud

Penny Stock Market Fraud PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Penny stocks
Languages : en
Pages : 268

Book Description


H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003

H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Reparation
Languages : en
Pages : 100

Book Description