Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Download

Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Author: Louis L. Straney
Publisher: John Wiley & Sons
ISBN: 0470601574
Category : Business & Economics
Languages : en
Pages : 210

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Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Author: Pat Huddleston
Publisher: AMACOM Div American Mgmt Assn
ISBN: 0814417507
Category : Business & Economics
Languages : en
Pages : 257

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Huddleston explains why we fall for investment scams, how con artists play on the human tendencies we all share, and what we can do to protect ourselves from predators.

Author: Louis L. Straney
Publisher: John Wiley & Sons
ISBN: 0470918594
Category : Business & Economics
Languages : en
Pages : 210

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Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Author: Marvin G. Pickholz
Publisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :

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Author: Rafay, Abdul
Publisher: IGI Global
ISBN: 1799855694
Category : True Crime
Languages : en
Pages : 650

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Black money and financial crime are emerging global phenomena. During the last few decades, corrupt financial practices were increasingly being monitored in many countries around the globe. Among a large number of problems is a lack of general awareness about all these issues among various stakeholders including researchers and practitioners. The Handbook of Research on Theory and Practice of Financial Crimes is a critical scholarly research publication that provides comprehensive research on all aspects of black money and financial crime in individual, organizational, and societal experiences. The book further examines the implications of white-collar crime and practices to enhance forensic audits on financial fraud and the effects on tax enforcement. Featuring a wide range of topics such as ethical leadership, cybercrime, and blockchain, this book is ideal for policymakers, academicians, business professionals, managers, IT specialists, researchers, and students.

Author: United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 356

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Author: Nicholas L. Georgakopoulos
Publisher: Cambridge University Press
ISBN: 1108146171
Category : Law
Languages : en
Pages : 215

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Book Description
This book opens with a simple introduction to financial markets, attempting to understand the action and the players of Wall Street by comparing them to the action and the players of main street. Firstly, it explores the definition of a security by its function, the departure from the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that the cost of disclosure rules is justified by their capacity to combat irrationalities, fads, and panics. The third section explains how the structure of class actions is designed to improve deterrence. Next it explores the economic harm from insider trading and how the law fights it. In sum, the book shows how all these parts of securities law serve the virtuous cycle from liquidity to accurate prices and more trading and how the great recession showed that our securities regulation reacted mostly adequately to the crisis.

Author: Jerry W. Markham
Publisher: Clark Boardman Callaghan
ISBN: 9780876325520
Category : Commodity exchanges
Languages : en
Pages : 0

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This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.

Author: United States. Congress. Senate. Committee on the Judiciary
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 128

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