Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Tender offers (Securities)
Languages : en
Pages : 128
Book Description
Securities and Exchange Commission Report on Tender Offer Laws
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Tender offers (Securities)
Languages : en
Pages : 128
Book Description
U.S. Regulation of the International Securities and Derivatives Markets
Author: Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
Book Description
Official List of Section 13(f) Securities
Author: Report of the Securities and Exchange Commission on Beneficial Ownership Reporting Requirements Pursuant to Section 13(h) of the Securities Exchange Act of 1934
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 256
Book Description
Securities and Exchange Commission Report on Tender Offer Laws
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Tender offers (Securities)
Languages : en
Pages : 130
Book Description
Kohler V. Kohler Co
Author: Annual Report of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 198
Book Description
Securities Regulation
Author: Louis LossPublisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820
Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Securities Law and Practice Deskbook
Author: Gary M. BrownPublisher:
ISBN: 9781402418969
Category : Going public (Securities)
Languages : en
Pages : 0
Book Description
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
Author: