Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Model Rules of Professional Conduct
SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1112
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1112
Book Description
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author: H. David Kotz
Publisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477
Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Publisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477
Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Federal Securities Law Reporter
The Fourth Annual National Institute on Securities Fraud
Author:
Publisher:
ISBN: 9781604426373
Category : Securities fraud
Languages : en
Pages : 662
Book Description
Publisher:
ISBN: 9781604426373
Category : Securities fraud
Languages : en
Pages : 662
Book Description
Classified Index of National Labor Relations Board Decisions and Related Court Decisions
Author:
Publisher:
ISBN:
Category : Labor laws and legislation
Languages : en
Pages : 654
Book Description
Publisher:
ISBN:
Category : Labor laws and legislation
Languages : en
Pages : 654
Book Description
Annual Institute on Securities Regulation
Decisions and Orders of the National Labor Relations Board
Author: National Labor Relations Board
Publisher: Government Printing Office
ISBN: 9780160930379
Category : Business & Economics
Languages : en
Pages : 1780
Book Description
Each volume of this series contains all the important Decisions and Orders issued by the National Labor Relations Board during a specified time period. The entries for each case list the decision, order, statement of the case, findings of fact, conclusions of law, and remedy.
Publisher: Government Printing Office
ISBN: 9780160930379
Category : Business & Economics
Languages : en
Pages : 1780
Book Description
Each volume of this series contains all the important Decisions and Orders issued by the National Labor Relations Board during a specified time period. The entries for each case list the decision, order, statement of the case, findings of fact, conclusions of law, and remedy.
Securities Litigation
Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1084
Book Description
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1084
Book Description
Securities Litigation & Enforcement Institute
Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1010
Book Description
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1010
Book Description