Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1112

Book Description


Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF Author: H. David Kotz
Publisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477

Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Federal Securities Law Reporter

Federal Securities Law Reporter PDF Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 1036

Book Description


The Fourth Annual National Institute on Securities Fraud

The Fourth Annual National Institute on Securities Fraud PDF Author:
Publisher:
ISBN: 9781604426373
Category : Securities fraud
Languages : en
Pages : 662

Book Description


Classified Index of National Labor Relations Board Decisions and Related Court Decisions

Classified Index of National Labor Relations Board Decisions and Related Court Decisions PDF Author:
Publisher:
ISBN:
Category : Labor laws and legislation
Languages : en
Pages : 654

Book Description


Annual Institute on Securities Regulation

Annual Institute on Securities Regulation PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1066

Book Description


Decisions and Orders of the National Labor Relations Board

Decisions and Orders of the National Labor Relations Board PDF Author: National Labor Relations Board
Publisher: Government Printing Office
ISBN: 9780160930379
Category : Business & Economics
Languages : en
Pages : 1780

Book Description
Each volume of this series contains all the important Decisions and Orders issued by the National Labor Relations Board during a specified time period. The entries for each case list the decision, order, statement of the case, findings of fact, conclusions of law, and remedy.

Securities Litigation

Securities Litigation PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1084

Book Description


Securities Litigation & Enforcement Institute

Securities Litigation & Enforcement Institute PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1010

Book Description