Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on SecuritiesPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 536
Book Description
Securities Acts Amendments of 1975
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on SecuritiesPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 536
Book Description
The Deregulation of the Banking and Securities Industries
Author: Lawrence G. GoldbergPublisher: Beard Books
ISBN: 158798167X
Category : Law
Languages : en
Pages : 370
Book Description
This is a reprint of a previously published book. It is composed of a series of papers written for a two-day conference at NYU in 1978 dealing with the problems involved in the deregulation of the banking and securities industries.
Annual Report of the SEC.
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Holding companies
Languages : en
Pages : 674
Book Description
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
The Boston Institute of Finance Stockbroker Course
Author: Boston Institute of FinancePublisher: John Wiley & Sons
ISBN: 0471732222
Category : Study Aids
Languages : en
Pages : 370
Book Description
Get the all-in-one product that provides preparation information for the two tests necessary to sell stocks: the Series 7 and Series 63 exams. The Boston Institute of Finance Stockbroker Course combines the industry?s premier print study guide with access to the industry?s premier online test-prep materials. This unique course has become one of the best products available for exam preparation by providing the core knowledge needed to pass. The study guide chapters parallel the content of the exams, each chapter includes review questions, and the companion CD-ROM features a sample final exam and tips that will sharpen your skills even further. If you're looking to pass both the Series 7 and Series 63 exams, this is the only guide you will need.
Securities Acts Amendments of 1975
Author: United States. Congress. Conference Committees, 1975Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 124
Book Description
Laws Relating to Securities Commission, Exchanges and Holding Companies
Author: United StatesPublisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 548
Book Description
Congressional Record
Author: United States. CongressPublisher:
ISBN:
Category : Law
Languages : en
Pages : 1324
Book Description
Investment Advisers Act Amendments
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and FinancePublisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 172
Book Description
Laws Relating to Securities Commission Exchanges and Holding Companies (with Indices)
Author: United StatesPublisher:
ISBN:
Category : Holding companies
Languages : en
Pages : 546
Book Description