Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Auditing, Internal
Languages : en
Pages : 134
Book Description
Printed for the use of the Committee on Banking, Housing and Urban Affairs.
Report of the Securities and Exchange Commission on Questionable and Illegal Corporate Payments and Practices
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Auditing, Internal
Languages : en
Pages : 134
Book Description
Printed for the use of the Committee on Banking, Housing and Urban Affairs.
Corporate Sentencing Guidelines
Author: Jed S. RakoffPublisher: Law Journal Press
ISBN: 9781588520586
Category :
Languages : en
Pages : 982
Book Description
Fundamentals of Securities Regulation
Author: Louis LossPublisher: Aspen Publishers Online
ISBN: 073554199X
Category : Securities
Languages : en
Pages : 1646
Book Description
Corporate Aftershock
Author: Christopher L. CulpPublisher: John Wiley & Sons
ISBN: 0471474142
Category : Business & Economics
Languages : en
Pages : 353
Book Description
Das Scheitern von scheinbar grundsoliden, unerschütterlichen Unternehmen wie Enron haben nicht nur zu großen Missverständnissen über die Märkte geführt, sondern auch zu übereilten Forderungen nach strengeren Vorschriften. "Corporate Aftershock" ist eine fundierte Antwort auf die zahlreichen Vorschläge, Derivate und andere Finanztransaktionen als Folge des Zusammenbruchs von Enron, zu beschränken. Der Band präsentiert eine stichhaltige Analyse der Situation der Public Policy nach dem Enron Debakel. Er erläutert, was wahrscheinlich passieren wird und geht auch darauf ein, was aus Sicht einer ausgewogenen Wirtschaftsanalyse passieren sollte. Autor Christopher Culp ist ein anerkannter Experte auf diesem Gebiet. Er ist Managing Director von C.P. Risk Management LCC, Adjunct Associate Professor of Finance an der Graduate School of Business der Universität von Chicago sowie Gastprofessor für 'Risk and Insurance' am Institut für Finanzmanagement der Universität Bern.
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Strategies for Minimizing Risk Under the Foreign Corrupt Practices Act and Related Laws
Author: Mike KoehlerPublisher: Edward Elgar Publishing
ISBN: 1788114930
Category : Business & Economics
Languages : en
Pages : 304
Book Description
In the minds of some, complying with the U.S. Foreign Corrupt Practices Act and related laws is easy: 'you just don't bribe.' The reality, as sophisticated professionals should know, is not so simple. This book is for professionals across various disciplines who can assist in risk management and want to learn strategies for minimizing risk under aggressively enforced bribery laws. Written by a leading expert with real-world practice experience, this book elevates knowledge and skills through a comprehensive analysis of all legal authority and other relevant sources of information. It also guides readers through various components of compliance best practices from the fundamentals of conducting a risk assessment, to effectively communicating compliance expectations, to implementing and overseeing compliance strategies. With a focus on active learning, this book allows readers to assess their acquired knowledge through various issue-spotting scenarios and skills exercises and thereby gain confidence in their specific job functions. Anyone seeking an informed and comprehensive understanding of the modern era of enforcement of bribery laws and related risk management strategies will find this book to be a valuable resource including in-house compliance personnel, FCPA and related practitioners, board of director members and executive officers.
SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 844
Book Description
Unlawful Corporate Payments Act of 1977
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and FinancePublisher:
ISBN:
Category : Bribery
Languages : en
Pages : 286
Book Description
SEC Voluntary Compliance Program on Corporate Disclosure
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and InvestigationsPublisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 36
Book Description
International Law and Transnational Organized Crime
Author: Pierre HauckPublisher: Oxford University Press
ISBN: 0198733739
Category : Law
Languages : en
Pages : 609
Book Description
Examining the various sources of law that form this area of growing academic and practical importance, International Law and Transnational Organised Crime provides readers with a thorough understanding of the key concepts and legal instruments in international law governing transnational organised crime.