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SEC and Corporate Audits

SEC and Corporate Audits PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Auditors
Languages : en
Pages : 512

Book Description

SEC and Corporate Audits

SEC and Corporate Audits PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Auditors
Languages : en
Pages : 512

Book Description

SEC Oversight

SEC Oversight PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 272

Book Description

SEC Oversight and Technical Amendments

SEC Oversight and Technical Amendments PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 390

Book Description

Financial Oversight of Enron

Financial Oversight of Enron PDF Author: United States. Congress. Senate. Committee on Governmental Affairs
Publisher:
ISBN:
Category : Credit ratings
Languages : en
Pages : 110

Book Description

Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges

Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges PDF Author: Mary L. Schapiro
Publisher: DIANE Publishing
ISBN: 1437936822
Category : Political Science
Languages : en
Pages : 20

Book Description
In 2009, the country was just emerging from an economic crisis that threatened our financial system and the American economy. Since then, the SEC has taken significant steps to make the SEC more vigilant, sharp, and responsive, and focus the agency on its core mission of protecting investors, maintaining fair and orderly markets, and facilitating capital formation. This testimony provides an overview of the actions and initiatives the SEC is taking to better protect investors, improve markets, and facilitate capital formation. It details the changes in personnel, processes and technology that have been made at the Commission. It also discusses the status of the SEC inquiry into the severe market disruption on May 6, 2010. Illustrations.

SEC Oversight of Investment Advisers

SEC Oversight of Investment Advisers PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 230

Book Description

SEC and corporate audits

SEC and corporate audits PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Auditors
Languages : en
Pages : 1242

Book Description

SEC, Oversight of the EDGAR System

SEC, Oversight of the EDGAR System PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : EDGAR (Information retrieval system)
Languages : en
Pages : 364

Book Description

Reform to Prevent Violations in the Marketing of Government Securities, Including Findings and Recommendations of the Subcommittee

Reform to Prevent Violations in the Marketing of Government Securities, Including Findings and Recommendations of the Subcommittee PDF Author: United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 32

Book Description

SEC and Corporate Audits: Oversight of the accounting profession

SEC and Corporate Audits: Oversight of the accounting profession PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Auditors
Languages : en
Pages : 1244

Book Description

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