Author: Publisher: DIANE Publishing
ISBN: 1428945741
Category :
Languages : en
Pages : 34
Book Description
This report responds to a mandate in the Investor and Capital Markets Fee Relief Act (the Act) for GAO to study the implications.
SEC operations implications of alternative funding structures.
Author: Publisher: DIANE Publishing
ISBN: 1428945741
Category :
Languages : en
Pages : 34
Book Description
This report responds to a mandate in the Investor and Capital Markets Fee Relief Act (the Act) for GAO to study the implications.
SEC operations implications of alternative funding structures.
Author: Publisher: DIANE Publishing
ISBN: 1428945733
Category :
Languages : en
Pages : 43
Book Description
This report responds to a mandate in the Investor and Capital Markets Fee Relief Act (the Act) for GAO to study the implications of converting the Securities and Exchange Commission (SEC) to a self-funded basis. Although SEC is fully funded through fees it collects, SEC's current funding structure differs from the Act's definition of self-funding. The Act defines self-funding as an authorization for SEC "to deposit the receipts of its collections in the Treasury of the United States, or in a depository institution, but such deposits are not treated as Government or appropriated monies, and are available for the salaries and other expenses of the Commission and its employees without annual appropriation or apportionment." Although SEC currently deposits its collected fees in the Treasury, where its deposits are treated as offsetting collections and not general funds of the Treasury, it cannot deposit its fees in a depository institution, and its monies are annually appropriated and apportioned. In this report, we refer to the Act's definition of self-funding as a self-controlled funding structure.
SEC Operations
Author: United States Government Accountability OfficePublisher: Createspace Independent Publishing Platform
ISBN: 9781985005020
Category :
Languages : en
Pages : 34
Book Description
SEC Operations: Implications of Alternative Funding Structures
SEC Operations
Author: United States. General Accounting OfficePublisher:
ISBN:
Category :
Languages : en
Pages : 30
Book Description
Studies the implications of converting the Securities and Exchange Commission (SEC) to a self-funded basis.
SEC Operations
Author: United States. General Accounting OfficePublisher:
ISBN:
Category :
Languages : en
Pages : 30
Book Description
Studies the implications of converting the Securities and Exchange Commission (SEC) to a self-funded basis.
Standards for Internal Control in the Federal Government
Author: United States Government Accountability OfficePublisher: Lulu.com
ISBN: 0359541828
Category : Reference
Languages : en
Pages : 88
Book Description
Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers? Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
Report of the Task Force on Disclosure
Author: Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 68
Book Description
Guidelines for Public Expenditure Management
Author: Mr.Jack DiamondPublisher: International Monetary Fund
ISBN: 9781557757876
Category : Business & Economics
Languages : en
Pages : 84
Book Description
Traditionally, economics training in public finances has focused more on tax than public expenditure issues, and within expenditure, more on policy considerations than the more mundane matters of public expenditure management. For many years, the IMF's Public Expenditure Management Division has answered specific questions raised by fiscal economists on such missions. Based on this experience, these guidelines arose from the need to provide a general overview of the principles and practices observed in three key aspects of public expenditure management: budget preparation, budget execution, and cash planning. For each aspect of public expenditure management, the guidelines identify separately the differing practices in four groups of countries - the francophone systems, the Commonwealth systems, Latin America, and those in the transition economies. Edited by Barry H. Potter and Jack Diamond, this publication is intended for a general fiscal, or a general budget, advisor interested in the macroeconomic dimension of public expenditure management.
Investment Company Act Release
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974
Book Description
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.