Author: Bowne
Publisher: Aspen Publishers
ISBN: 9781886100046
Category : Law
Languages : en
Pages : 40
Book Description
A library of U.S. securities laws and regulations in a single-source, multiple booklet format is now available from Aspen Publishers. The RED BOX: Rules and Regulations of the Securities and Exchange Commission includes U.S. securities acts and SEC regulations, rules, and key forms. Provided in a handsome box-sleeve format, the RED BOX includes over 40 color-coded booklets that make ideal carry-alongs for client meetings and travel. Swamped by SEC Regulations?The pressures won't ease anytime soon. For the foreseeable future, you and your clients can expect to be swamped by new requirements unleashed by Sarbanes-Oxley and other federal actions, while at the same time facing tougher SEC scrutiny and enforcement. Eliminate Hours of ResearchArm yourself, right now, with the best primary reference tool available. For securities law, that means the RED BOX and/or the SECURITIES ACT HANDBOOK. These one-source libraries organize the entire set of U.S. securities acts, regulations, rules, and key forms into quick-reference formats for maximum working speed and efficiency. The Changes are Tracked for YouEach classic format (binder or box) comes with a bimonthly update service, which automatically integrates new sections and revises old ones accordingly. No more delays, gaps, or outdated documents. You'll finally own a superbly organized library of U.S. securities law that's current and complete. Have this quick and ready resource for the regulatory pressures ahead. The Definitive Reference Tools for Anyone Dealing With U.S. Securities LawEvery newly issued rule and regulation is automatically integrated into your reference set, with sections revised accordingly. Saves staff time, while eliminating delays, downloads, and outdated rules. You'll be able to turn to a single reference source for newly issued rules and regulations pertaining to: New certification requirements for CEOs and CFOsAdditional criminal liabilities for executive officersNew requirements for attorneysRestrictions on loans to executive officersThe Public Company Accounting Oversight BoardNew whistleblower protectionsAccelerated reporting requirementsAreas of increased SEC oversightExpanded document retention provisionsExtended statutes of limitations and much more!
The Work of the Securities and Exchange Commission
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 48
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 48
Book Description
Rules and Regulations of the Securities and Exchange Commission
Author: Bowne
Publisher: Aspen Publishers
ISBN: 9781886100046
Category : Law
Languages : en
Pages : 40
Book Description
A library of U.S. securities laws and regulations in a single-source, multiple booklet format is now available from Aspen Publishers. The RED BOX: Rules and Regulations of the Securities and Exchange Commission includes U.S. securities acts and SEC regulations, rules, and key forms. Provided in a handsome box-sleeve format, the RED BOX includes over 40 color-coded booklets that make ideal carry-alongs for client meetings and travel. Swamped by SEC Regulations?The pressures won't ease anytime soon. For the foreseeable future, you and your clients can expect to be swamped by new requirements unleashed by Sarbanes-Oxley and other federal actions, while at the same time facing tougher SEC scrutiny and enforcement. Eliminate Hours of ResearchArm yourself, right now, with the best primary reference tool available. For securities law, that means the RED BOX and/or the SECURITIES ACT HANDBOOK. These one-source libraries organize the entire set of U.S. securities acts, regulations, rules, and key forms into quick-reference formats for maximum working speed and efficiency. The Changes are Tracked for YouEach classic format (binder or box) comes with a bimonthly update service, which automatically integrates new sections and revises old ones accordingly. No more delays, gaps, or outdated documents. You'll finally own a superbly organized library of U.S. securities law that's current and complete. Have this quick and ready resource for the regulatory pressures ahead. The Definitive Reference Tools for Anyone Dealing With U.S. Securities LawEvery newly issued rule and regulation is automatically integrated into your reference set, with sections revised accordingly. Saves staff time, while eliminating delays, downloads, and outdated rules. You'll be able to turn to a single reference source for newly issued rules and regulations pertaining to: New certification requirements for CEOs and CFOsAdditional criminal liabilities for executive officersNew requirements for attorneysRestrictions on loans to executive officersThe Public Company Accounting Oversight BoardNew whistleblower protectionsAccelerated reporting requirementsAreas of increased SEC oversightExpanded document retention provisionsExtended statutes of limitations and much more!
Publisher: Aspen Publishers
ISBN: 9781886100046
Category : Law
Languages : en
Pages : 40
Book Description
A library of U.S. securities laws and regulations in a single-source, multiple booklet format is now available from Aspen Publishers. The RED BOX: Rules and Regulations of the Securities and Exchange Commission includes U.S. securities acts and SEC regulations, rules, and key forms. Provided in a handsome box-sleeve format, the RED BOX includes over 40 color-coded booklets that make ideal carry-alongs for client meetings and travel. Swamped by SEC Regulations?The pressures won't ease anytime soon. For the foreseeable future, you and your clients can expect to be swamped by new requirements unleashed by Sarbanes-Oxley and other federal actions, while at the same time facing tougher SEC scrutiny and enforcement. Eliminate Hours of ResearchArm yourself, right now, with the best primary reference tool available. For securities law, that means the RED BOX and/or the SECURITIES ACT HANDBOOK. These one-source libraries organize the entire set of U.S. securities acts, regulations, rules, and key forms into quick-reference formats for maximum working speed and efficiency. The Changes are Tracked for YouEach classic format (binder or box) comes with a bimonthly update service, which automatically integrates new sections and revises old ones accordingly. No more delays, gaps, or outdated documents. You'll finally own a superbly organized library of U.S. securities law that's current and complete. Have this quick and ready resource for the regulatory pressures ahead. The Definitive Reference Tools for Anyone Dealing With U.S. Securities LawEvery newly issued rule and regulation is automatically integrated into your reference set, with sections revised accordingly. Saves staff time, while eliminating delays, downloads, and outdated rules. You'll be able to turn to a single reference source for newly issued rules and regulations pertaining to: New certification requirements for CEOs and CFOsAdditional criminal liabilities for executive officersNew requirements for attorneysRestrictions on loans to executive officersThe Public Company Accounting Oversight BoardNew whistleblower protectionsAccelerated reporting requirementsAreas of increased SEC oversightExpanded document retention provisionsExtended statutes of limitations and much more!
General Rules and Regulations Under the Securities Act of 1933
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 110
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 110
Book Description
General Rules and Regulations Under the Securities Act of 1933, as Amended to and Including May 25, 1942
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 80
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 80
Book Description
General Rules and Regulations Under the Investment Company Act of 1940
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 40
Book Description
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 40
Book Description
General Rules and Regulations Under the Securities Exchange Act of 1934, as Amended
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 140
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 140
Book Description
General Rules and Regulations Under the Securities Act of 1933
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category :
Languages : en
Pages : 100
Book Description
Publisher:
ISBN:
Category :
Languages : en
Pages : 100
Book Description
General rules and regulations under the Securities exchange act of 1934 as in effect September 15, 1960
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 104
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 104
Book Description
Rules and Regulations Under the Securities Exchange Act of 1934
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category :
Languages : en
Pages : 76
Book Description
Publisher:
ISBN:
Category :
Languages : en
Pages : 76
Book Description