Responsibilities of Corporate Officers and Directors Under Federal Securities Law PDF Download

Author: Anne Sherry
Publisher:
ISBN:
Category : Corporate governance
Languages : en
Pages : 423

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Author: James Hamilton
Publisher:
ISBN: 9780808010692
Category : Law
Languages : en
Pages : 425

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Author: James Hamilton
Publisher: Aspen Publishers
ISBN: 9780808033370
Category : Business & Economics
Languages : en
Pages : 400

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Book Description
Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants

Author: James Hamilton
Publisher:
ISBN: 9780808003878
Category : Directors of corporations
Languages : en
Pages : 260

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Author: Wolters Kluwer Staff
Publisher: CCH Incorporated
ISBN: 9781454875130
Category : Law
Languages : en
Pages : 0

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Author: N. Peter Rasmussen
Publisher: Aspen Publishers
ISBN: 9780808025740
Category : Directors of corporations
Languages : en
Pages : 380

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Book Description
Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants

Author:
Publisher:
ISBN:
Category : Directors of corporations
Languages : en
Pages : 166

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Author: CCH Incorporated
Publisher: CCH Incorporated
ISBN: 9780808012313
Category :
Languages : en
Pages : 400

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This book alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, pertinent provisions of the Investment Company Act of 1940, and the Sarbanes-Oxley Act of 2002. In particular, it focuses on the act's provisions relating to: corporate governance - audit committee duties - fraud penalties - audit committee duties - fraud penalties. Section 16(a) reporting of insider transactions - SEC enforcement powers - officer certification of company reports - internal control over financial reporting, the role and composition of audit committees, auditor independence, and enhanced MD&A disclosure.

Author: American Bar Association. Committee on Corporate Laws
Publisher: American Bar Association
ISBN: 9781590318508
Category : Business & Economics
Languages : en
Pages : 140

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The Corporate Director's Guidebook is recognized as the premier authority on the director's role and the board's functions. It is read, consulted and cited by board members, executives, lawyers and academics nationwide. Now available as a new Fifth Edition, the Guidebook completely updates its fourth edition published in 2004. This new Fifth Edition addresses recent effects the Sarbanes-Oxley Act has had in the corporate governance arena and its impact on the legal responsibilities of directors of public companies.

Author: James Hamilton
Publisher:
ISBN:
Category : Directors of corporations
Languages : en
Pages : 187

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