Author: Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 66
Book Description
Report of the Secretary of the Treasury on Specialized Government Securities Brokers and Dealers
Author: Report of the Secretary of the Treasury on Specialized Government Securities Brokers and Dealers
Author: United States. Department of the TreasuryPublisher:
ISBN:
Category : Brokers
Languages : en
Pages : 26
Book Description
Report of the Secretary of the Treasury on Specialized Government Securities Brokers and Dealers (Classic Reprint)
Author: Publisher: Forgotten Books
ISBN: 9780331655865
Category : Business & Economics
Languages : en
Pages : 62
Book Description
Excerpt from Report of the Secretary of the Treasury on Specialized Government Securities Brokers and Dealers In completing this study, Treasury staff conducted 17 interviews, which represented 21 of the 33 specialized government securities brokers and dealers. The report summarizes the nature and types of business the firms conduct. In the interviews, the firms indicated that the primary reasons they originally registered as specialized government securities brokers and dealers were that the gsa regulatory structure and rules were a good fit for the limited and specialized lines of business that the firms conduct and did not impose excessive and overly burdensome requirements he no qualifications testing or sipc fees). The Treasury capital rule was also viewed favorably by the firms as better reflecting the realities of the government securities market. Interdealer brokers who play a special role in the vast, over-the-counter market for Treasury securities, and other government securities, particularly stressed the need for regulatory structure tailored to their unique role. The number of specialized government securities brokers and dealers has steadily declined from the inception of the gsa from 67 firms in 1987 to 33 as of March 1995. Differences between the regulatory system for specialized government securities brokers and dealers and the system for general securities brokers and dealers that conduct a government securities business have either been eliminated or significantly reduced through recent Congressional and regulatory actions. However, one significant difference remains separate Treasury and sec capital rules. Since efforts by the Treasury and the sec staffs to develop a uniform capital treatment for all government securities transactions are not yet complete, a decision to eliminate the regulatory system for specialized government securities brokers and dealers would be premature. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
U.S. Government Securities
Author: The Report of the Secretary of the Treasury on Issuance of U.S. Government Securities to Small Investors
Author: United States. Department of the TreasuryPublisher:
ISBN:
Category : Government publications
Languages : en
Pages : 46
Book Description
The Report of the Secretary of the Treasury on Issuance of U.S. Government Securities to Small Investors
Author: United States. Department of the TreasuryPublisher:
ISBN:
Category : Government securities
Languages : en
Pages : 34
Book Description
Government Securities Brokers and Dealers
Author: Commerce Clearing HousePublisher:
ISBN:
Category : Government securities
Languages : en
Pages :
Book Description
The Financial Crisis Inquiry Report
Author: Financial Crisis Inquiry CommissionPublisher: Cosimo, Inc.
ISBN: 1616405414
Category : Political Science
Languages : en
Pages : 692
Book Description
The Financial Crisis Inquiry Report, published by the U.S. Government and the Financial Crisis Inquiry Commission in early 2011, is the official government report on the United States financial collapse and the review of major financial institutions that bankrupted and failed, or would have without help from the government. The commission and the report were implemented after Congress passed an act in 2009 to review and prevent fraudulent activity. The report details, among other things, the periods before, during, and after the crisis, what led up to it, and analyses of subprime mortgage lending, credit expansion and banking policies, the collapse of companies like Fannie Mae and Freddie Mac, and the federal bailouts of Lehman and AIG. It also discusses the aftermath of the fallout and our current state. This report should be of interest to anyone concerned about the financial situation in the U.S. and around the world.THE FINANCIAL CRISIS INQUIRY COMMISSION is an independent, bi-partisan, government-appointed panel of 10 people that was created to "examine the causes, domestic and global, of the current financial and economic crisis in the United States." It was established as part of the Fraud Enforcement and Recovery Act of 2009. The commission consisted of private citizens with expertise in economics and finance, banking, housing, market regulation, and consumer protection. They examined and reported on "the collapse of major financial institutions that failed or would have failed if not for exceptional assistance from the government."News Dissector DANNY SCHECHTER is a journalist, blogger and filmmaker. He has been reporting on economic crises since the 1980's when he was with ABC News. His film In Debt We Trust warned of the economic meltdown in 2006. He has since written three books on the subject including Plunder: Investigating Our Economic Calamity (Cosimo Books, 2008), and The Crime Of Our Time: Why Wall Street Is Not Too Big to Jail (Disinfo Books, 2011), a companion to his latest film Plunder The Crime Of Our Time. He can be reached online at www.newsdissector.com.
Report of Special Study of Securities Markets of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Foreign exchange
Languages : en
Pages :
Book Description
SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 1484
Book Description