Author: Robert E. Buckholz, Jr.
Publisher:
ISBN: 9781402423154
Category :
Languages : en
Pages : 0
Book Description
Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.
Public Company Deskbook
Author: Robert E. Buckholz, Jr.
Publisher:
ISBN: 9781402423154
Category :
Languages : en
Pages : 0
Book Description
Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.
Publisher:
ISBN: 9781402423154
Category :
Languages : en
Pages : 0
Book Description
Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.
Public Company Deskbook
Author: John T. Bostelman
Publisher:
ISBN:
Category : Corporate governance
Languages : en
Pages : 968
Book Description
Publisher:
ISBN:
Category : Corporate governance
Languages : en
Pages : 968
Book Description
Securities Law and Practice Deskbook
Author: Gary M. Brown
Publisher:
ISBN: 9781402418969
Category : Going public (Securities)
Languages : en
Pages : 0
Book Description
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
Publisher:
ISBN: 9781402418969
Category : Going public (Securities)
Languages : en
Pages : 0
Book Description
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
Anderson on Colorado Civil Litigation Forms
Author: Robert Anderson
Publisher:
ISBN: 9781930993716
Category : Civil procedure
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9781930993716
Category : Civil procedure
Languages : en
Pages :
Book Description
Securities Law Deskbook
Author: Herrick K. Lidstone
Publisher:
ISBN: 9781938614149
Category : Securities
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9781938614149
Category : Securities
Languages : en
Pages :
Book Description
Initial Public Offerings
Author: David A. Westenberg
Publisher:
ISBN: 9781402418952
Category : Corporations
Languages : en
Pages : 0
Book Description
Publisher:
ISBN: 9781402418952
Category : Corporations
Languages : en
Pages : 0
Book Description
Captive Insurance Deskbook for the Business Lawyer
Author: David J. Slenn
Publisher: American Bar Association
ISBN: 9781641050852
Category : Business & Economics
Languages : en
Pages : 0
Book Description
To help lawyers decipher the intricacies of captive insurance, this guidebook begins with a discussion of types of captives and addresses how to approach whether a captive makes sense for a business owner. The book focuses on various aspects of the captive's operation and management--from taxation, special uses, and regulation to eventual exit and potential tax litigation issues. Captive insurance covers legal and non-legal practice areas such as taxation (domestic, foreign, state, and local), insurance (regulatory, coverage, and reinsurance), securities, commercial transactions, employee benefits, tax controversy, actuarial science, underwriting, and more.
Publisher: American Bar Association
ISBN: 9781641050852
Category : Business & Economics
Languages : en
Pages : 0
Book Description
To help lawyers decipher the intricacies of captive insurance, this guidebook begins with a discussion of types of captives and addresses how to approach whether a captive makes sense for a business owner. The book focuses on various aspects of the captive's operation and management--from taxation, special uses, and regulation to eventual exit and potential tax litigation issues. Captive insurance covers legal and non-legal practice areas such as taxation (domestic, foreign, state, and local), insurance (regulatory, coverage, and reinsurance), securities, commercial transactions, employee benefits, tax controversy, actuarial science, underwriting, and more.
Government Contract Law
Author:
Publisher: American Bar Association
ISBN: 9781590318959
Category : Law
Languages : en
Pages : 660
Book Description
Publisher: American Bar Association
ISBN: 9781590318959
Category : Law
Languages : en
Pages : 660
Book Description
The Forensic Accounting Deskbook
Author: Miles Mason (Sr.)
Publisher:
ISBN: 9781641053617
Category : Law
Languages : en
Pages : 522
Book Description
Forensic accounting can help family lawyers win cases while at the same time their clients are able to keep money which might otherwise be taken from them in a divorce. This resource explains forensic accounting and business valuation and how to apply them in family law cases. It provides a practice-focused introduction to the core financial concepts in divorce, such as asset identification, classification, and valuation, income determination, expenses, and more.
Publisher:
ISBN: 9781641053617
Category : Law
Languages : en
Pages : 522
Book Description
Forensic accounting can help family lawyers win cases while at the same time their clients are able to keep money which might otherwise be taken from them in a divorce. This resource explains forensic accounting and business valuation and how to apply them in family law cases. It provides a practice-focused introduction to the core financial concepts in divorce, such as asset identification, classification, and valuation, income determination, expenses, and more.
Treasurer's and Controller's Desk Book
Author: Daniel L. Gotthilf
Publisher: AMACOM/American Management Association
ISBN: 9780814406472
Category : Business & Economics
Languages : en
Pages : 723
Book Description
Annotation Now back in a completely revised edition (including the latest tax law changes) Treasurer's and Controller's Desk Book is the only guide to the activities of the financial officer or controller's job that's based on the Financial Executive's Institute's accepted industry standards.This massive reference supplies over 100 tools -- checklists, forms, and procedures -- that streamline the treasurer's or controller's job. It outlines all the responsibilities -- from banking and financial arrangements to records retention and audits. New to this edition: -- The role of the financial officer in today's "information" economy-- Financial analysis that includes bench-marking, market penetration, and even customer perception-- Taking advantage of internet technology-- Effective techniques for E-purchasing-- Financing using IPO's-- Online treasury workstations-- and more.
Publisher: AMACOM/American Management Association
ISBN: 9780814406472
Category : Business & Economics
Languages : en
Pages : 723
Book Description
Annotation Now back in a completely revised edition (including the latest tax law changes) Treasurer's and Controller's Desk Book is the only guide to the activities of the financial officer or controller's job that's based on the Financial Executive's Institute's accepted industry standards.This massive reference supplies over 100 tools -- checklists, forms, and procedures -- that streamline the treasurer's or controller's job. It outlines all the responsibilities -- from banking and financial arrangements to records retention and audits. New to this edition: -- The role of the financial officer in today's "information" economy-- Financial analysis that includes bench-marking, market penetration, and even customer perception-- Taking advantage of internet technology-- Effective techniques for E-purchasing-- Financing using IPO's-- Online treasury workstations-- and more.