Author: Hans Tjio
Publisher:
ISBN: 9789814770446
Category : Securities
Languages : en
Pages : 703
Book Description
Principles and Practice of Securities Regulations in Singapore
Author: Hans Tjio
Publisher:
ISBN: 9789814770446
Category : Securities
Languages : en
Pages : 703
Book Description
Publisher:
ISBN: 9789814770446
Category : Securities
Languages : en
Pages : 703
Book Description
Principles and Practice of Securities Regulation in Singapore, Third Edition
Author: Hans Tjio
Publisher:
ISBN: 9789814770453
Category :
Languages : en
Pages : 0
Book Description
Publisher:
ISBN: 9789814770453
Category :
Languages : en
Pages : 0
Book Description
Singapore
Author: International Monetary Fund. Monetary and Capital Markets Department
Publisher: International Monetary Fund
ISBN: 1475528361
Category : Business & Economics
Languages : en
Pages : 241
Book Description
This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Overall compliance with IOSCO principles is generally high, although the assessors identified some vulnerabilities that need to be resolved. The Monetary Authority of Singapore’s (MAS) enforcement philosophy as regards securities markets and the financial intermediaries active therein is cogent, with outcomes focused and well developed. The Securities and Futures Act (Cap. 289) provides an effective framework to enable the sharing of information and cooperation between MAS and foreign regulators on supervisory and enforcement matters.
Publisher: International Monetary Fund
ISBN: 1475528361
Category : Business & Economics
Languages : en
Pages : 241
Book Description
This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Overall compliance with IOSCO principles is generally high, although the assessors identified some vulnerabilities that need to be resolved. The Monetary Authority of Singapore’s (MAS) enforcement philosophy as regards securities markets and the financial intermediaries active therein is cogent, with outcomes focused and well developed. The Securities and Futures Act (Cap. 289) provides an effective framework to enable the sharing of information and cooperation between MAS and foreign regulators on supervisory and enforcement matters.
Principles of Securities Regulation
Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN: 9780314162021
Category : Securities
Languages : en
Pages : 0
Book Description
Publisher: West Academic Publishing
ISBN: 9780314162021
Category : Securities
Languages : en
Pages : 0
Book Description
Securities Regulation in Singapore and Malaysia
Author: Pheng Theng Tan
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 800
Book Description
Each topic is introduced with selected cases and materials dealing with securities regulation law of Singapore and Malaysia. Topics include: public floatation, unit trusts and investment companies, sharebroker and client, insider trading, take-overs.
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 800
Book Description
Each topic is introduced with selected cases and materials dealing with securities regulation law of Singapore and Malaysia. Topics include: public floatation, unit trusts and investment companies, sharebroker and client, insider trading, take-overs.
Butterworths Handbook of Singapore Securities Law
Author: Singapore
Publisher: Butterworth-Heinemann
ISBN:
Category : Law
Languages : en
Pages : 1152
Book Description
Publisher: Butterworth-Heinemann
ISBN:
Category : Law
Languages : en
Pages : 1152
Book Description
Singapore
Company Law and Securities Regulation in Singapore
Author: Philip Nalliah Pillai
Publisher: MICHIE
ISBN: 9780409995497
Category : Corporation law
Languages : en
Pages : 242
Book Description
Publisher: MICHIE
ISBN: 9780409995497
Category : Corporation law
Languages : en
Pages : 242
Book Description
Securities Regulation in Singapore
Author: Su Ling Chan
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 128
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 128
Book Description
Securities Regulation
Author: Alan R. Palmiter
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 564
Book Description
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 564
Book Description
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples