Oversight of the SEC's Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance PDF Download
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Author: H. David Kotz Publisher: DIANE Publishing ISBN: 1437926517 Category : Biography & Autobiography Languages : en Pages : 23
Book Description
Describes the procedures followed by the SEC Madoff investigation; the report issued; results of the Madoff investigation; details on the final report that describes the Office of Compliance Inspections and Examinations (OCIE) examination process and the numerous ¿lessons learned¿ from its analysis, with specific recommendations to improve OCIE¿s operations; and a report that analyzes ¿lessons learned¿ from the investigations conducted by the SEC¿s Enforcement Div. of Madoff and prescribes concrete recommendations for improvement within Enforcement.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs Publisher: ISBN: Category : Biography & Autobiography Languages : en Pages : 152
Author: United States. Congress Publisher: Createspace Independent Publishing Platform ISBN: 9781983413438 Category : Languages : en Pages : 148
Book Description
Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... September 10, 2009.
Author: United States Senate Publisher: ISBN: 9781697699234 Category : Languages : en Pages : 150
Book Description
Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... September 10, 2009.
Author: United States Congress Senate Committee Publisher: ISBN: 9781296014025 Category : Languages : en Pages : 152
Book Description
This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work was reproduced from the original artifact, and remains as true to the original work as possible. Therefore, you will see the original copyright references, library stamps (as most of these works have been housed in our most important libraries around the world), and other notations in the work. This work is in the public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work.As a reproduction of a historical artifact, this work may contain missing or blurred pages, poor pictures, errant marks, etc. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.
Author: H. David Kotz Publisher: DIANE Publishing ISBN: 1437926517 Category : Biography & Autobiography Languages : en Pages : 23
Book Description
Describes the procedures followed by the SEC Madoff investigation; the report issued; results of the Madoff investigation; details on the final report that describes the Office of Compliance Inspections and Examinations (OCIE) examination process and the numerous ¿lessons learned¿ from its analysis, with specific recommendations to improve OCIE¿s operations; and a report that analyzes ¿lessons learned¿ from the investigations conducted by the SEC¿s Enforcement Div. of Madoff and prescribes concrete recommendations for improvement within Enforcement.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs Publisher: ISBN: Category : Investment advisors Languages : en Pages : 144
Author: U.S. Government Printing Office (Gpo) Publisher: BiblioGov ISBN: 9781289321567 Category : Languages : en Pages : 152
Book Description
The United States Government Printing Office (GPO) was created in June 1860, and is an agency of the U.S. federal government based in Washington D.C. The office prints documents produced by and for the federal government, including Congress, the Supreme Court, the Executive Office of the President and other executive departments, and independent agencies. A hearing is a meeting of the Senate, House, joint or certain Government committee that is open to the public so that they can listen in on the opinions of the legislation. Hearings can also be held to explore certain topics or a current issue. It typically takes between two months up to two years to be published. This is one of those hearings.
Author: United States. Securities and Exchange Commission. Office of Investigations Publisher: ISBN: Category : Commercial crimes Languages : en Pages : 480
Author: H. David Kotz
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Author: United States. Congress
Author: United States Senate
Author: United States Congress Senate Committee
Author: 
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Author: H. David Kotz
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Author: U.S. Government Printing Office (Gpo)
Author: United States. Securities and Exchange Commission. Office of Investigations