Author: Publisher:
ISBN:
Category : Legal briefs
Languages : en
Pages : 80
Book Description
Orman V. Charles Swab & Co., Inc
Orman V. Charles Swab & Co., Inc
Author: Official Reports of the Supreme Court
Author: United States. Supreme CourtPublisher:
ISBN:
Category : Law reports, digests, etc
Languages : en
Pages : 440
Book Description
K. Miller Construction Co., Inc. V. McGinnis
Author: SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 1018
Book Description
United States Reports
Author: United States. Supreme CourtPublisher:
ISBN:
Category : Courts
Languages : en
Pages : 1266
Book Description
Price V. Philip Morris, Inc
Author: The Advantage of Competitive Federalism for Securities Regulation
Author: Roberta RomanoPublisher: American Enterprise Institute
ISBN: 9780844741734
Category : Business & Economics
Languages : en
Pages : 316
Book Description
In this analysis of securities regulation, the author demonstrates that the current approach toward U.S. regulation - exclusive jurisdiction of the Securities and Exchange Commission - is misguided and should be revamped by implementing a regime of competitive federalism. Under such a system firms would select their regulator from among the states, the SEC, or other nations. The author asserts that competitive federalism harnesses the high-powered incentives of markets to the regulatory state to produce regulatory arrangements most compatible with investors' preferences. The author contends that the empirical evidence does not indicate that the SEC is effective in achieving its stated objectives. The commission's expansions of disclosure requirements over the years have not significantly enhanced investors' wealth. In addition, she asserts, evidence from institutional equity and debt markets and cross-country listing practices demonstrates that firms voluntarily disclose substantial information beyond mandatory requirements to provide the information investors demand. The author concludes that under competitive federalism, the aspects of the SEC's regime that are valuable to investors will be retained, those that are not will be discarded, and the resulting securities regime will better meet investors' needs than the present one.
Securities Law Handbook
Author: Harold S. BloomenthalPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 1840
Book Description
Author: