Author: Publisher: DIANE Publishing
ISBN: 1457808595
Category :
Languages : en
Pages : 30
Book Description
Michael Strauss, Stephen Hozie and Robert Bernstein: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457808595
Category :
Languages : en
Pages : 30
Book Description
SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 722
Book Description
Strengthening the SEC's Vital Enforcement Responsibilities
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and InvestmentPublisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 96
Book Description
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author: H. David KotzPublisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477
Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
SEC News Digest
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 644
Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Oversight of the Securities and Exchange Commission's Failure to Identify the Bernard L. Madoff Ponzi Scheme and how to Improve SEC Performance
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban AffairsPublisher:
ISBN:
Category : Biography & Autobiography
Languages : en
Pages : 152
Book Description
Official Register of the United States
Author: The Cornell Alumni News
Author: The Legal Writer
Author: Gerald LebovitsPublisher:
ISBN: 9781579694739
Category : Legal composition
Languages : en
Pages : 582
Book Description
Honoring Human Rights
Author: Alice H. HenkinPublisher: BRILL
ISBN: 9004481419
Category : Law
Languages : en
Pages : 448
Book Description
This collection of essays critiques human rights field missions that were part of large UN and other multinational peacekeeping operations during the period 1994 through 1997. The authors served as human rights officers for the missions, including those in El Salvador, Haiti, Cambodia, Guatemala, Rwanda, and Bosnia. The several chapters trace the evolution of the missions, the role of human rights within the peacekeeping process, and the relationship between monitoring abuses and rebuilding the institutions necessary for a rights-respecting civil society. Future peacekeeping ventures should benefit from the analysis of these operations and from the recommendations that conclude each of the two sections of the book.