Author: Alan J. SchmitzPublisher:
ISBN:
Category : Insurance
Languages : en
Pages :
Book Description
The Market Conduct Examination Guide: Purposes of market conduct regulation
Author: Alan J. SchmitzPublisher:
ISBN:
Category : Insurance
Languages : en
Pages :
Book Description
Market Conduct Examinations
Author: NAIC. Industry Advisory CommitteePublisher:
ISBN:
Category :
Languages : en
Pages :
Book Description
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Insurance Market Conduct Examinations
Author: American Bar Association. Tort and Insurance Practice SectionPublisher:
ISBN:
Category : Insurance
Languages : en
Pages :
Book Description
Common Problems Found During Property and Casualty Market Conduct Examinations
Author: Examiners Handbook
Author: Shelly GoodmanPublisher:
ISBN: 9780893827762
Category :
Languages : en
Pages : 805
Book Description
Provides instructions and suggestions for carrying out various phases of examinations and is intended as an overview of the examination process.
Imperfect Markets and Imperfect Regulation
Author: Thomas-Olivier LeautierPublisher: MIT Press
ISBN: 0262039281
Category : Business & Economics
Languages : en
Pages : 413
Book Description
The first textbook to present a comprehensive and detailed economic analysis of electricity markets, analyzing the tensions between microeconomics and political economy. The power industry is essential in our fight against climate change. This book is the first to examine in detail the microeconomics underlying power markets, stemming from peak-load pricing, by which prices are low when the installed generation capacity exceeds demand but can rise a hundred times higher when demand is equal to installed capacity. The outcome of peak-load pricing is often difficult to accept politically, and the book explores the tensions between microeconomics and political economy. Understanding peak-load pricing and its implications is essential for designing robust policies and making sound investment decisions. Thomas-Olivier Léautier presents the model in its simplest form, and introduces additional features as different issues are presented. The book covers all segments of electricity markets: electricity generation, under perfect and imperfect competition; retail competition and demand response; transmission pricing, transmission congestion management, and transmission constraints; and the current policy issues arising from the entry of renewables into the market and capacity mechanisms. Combining anecdotes and analysis of real situations with rigorous analytical modeling, each chapter analyzes one specific issue, first presenting findings in nontechnical terms accessible to policy practitioners and graduate students in management or public policy and then presenting a more mathematical analytical exposition for students and researchers specializing in the economics of electricity markets and for those who want to understand and apply the underlying models.
Insurance regulation common standards and improved coordination needed to strengthen market regulation.
Author: Publisher: DIANE Publishing
ISBN: 1428941940
Category :
Languages : en
Pages : 53
Book Description
Standards of Practice Handbook, Eleventh Edition
Author: CFA InstitutePublisher:
ISBN: 9780938367857
Category :
Languages : en
Pages :
Book Description
SEC Compliance and Enforcement Answer Book 2015
Author: David M. StuartPublisher:
ISBN: 9781402424717
Category : Corporation law
Languages : en
Pages : 0
Book Description
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.